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CENTRAL GARDEN & PET CO — Director's Dealing 2015
Apr 1, 2015
31728_dirs_2015-04-01_d897a2ac-ff41-486a-a7a8-e7dd76820e18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2015-03-30
Reporting Person: BROWN WILLIAM E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-30 | Common Stock | M | 50000 | $10.00 | Acquired | 1445063 | Direct |
| 2015-03-30 | Common Stock | F | 49359 | $10.21 | Disposed | 1395704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-30 | Stock Option (right to buy) | $10.00 | M | 50000 | Disposed | 2015-04-14 | Common Stock (180000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23000 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales price on the date of exercise.
F2: The option vested in five equal annual installments beginning April 14, 2010, of which 20,000 shares in the original grant expired based on the failure to satisfy certain annual performance targets.
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