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CENTRAL GARDEN & PET CO — Director's Dealing 2015
Sep 9, 2015
31728_dirs_2015-09-08_0cf68da2-9346-4b42-b7d2-b58f10791a0a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2015-09-02
Reporting Person: Machek Howard (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Direct |
| Class A Common Stock | 21960 | Direct |
| Units - Common Stock | 311.3467 | Indirect |
| Units - Class A Common Stock | 1095.6336 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.26 | 2017-04-13 | Class A Common Stock (20000) | Direct | |
| Stock Option (Right to Buy) | $9.54 | 2018-03-26 | Class A Common Stock (18000) | Direct | |
| Stock Option (Right to Buy) | $6.43 | 2019-03-31 | Class A Common Stock (18000) | Direct | |
| Stock Option (Right to Buy) | $10.63 | 2021-03-31 | Class A Common Stock (18000) | Direct |
Footnotes
F1: Includes 9,460 restricted shares of Class A Common Stock granted on February 14, 2014 of which one-third vest annually on February 14, 2017, 2018 and 2019, and 4,500 restricted shares of Class A Common Stock granted on September 16, 2014, of which one-third vest annually on March 31, 2016, 2017 and 2018.
F2: The units represent interests in the CENT Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENT stock and cash.
F3: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F4: Options were granted on April 13, 2011 of which 12,800 shares are vested and exercisable, 3,200 shares will vest and be exercisable on March 13, 2017 and 4,000 shares are subject to the satisfaction of performance conditions.
F5: Options were granted on March 26, 2012 of which 13,500 shares are vested and exercisable and the remaining 4,500 shares will vest and be exercisable on March 26, 2016.
F6: Options were granted on August 12, 2013 of which 9,000 shares are vested and exercisable and the remaining 9,000 shares will vest and be exercisable as follows: 4,500 shares on March 31, 2016 and 4,500 shares on March 31, 2017.
F7: Options were granted on April 16, 2015. One-fourth (i.e. 4,500) of the total shares will vest on March 31, 2016, 2017, 2018 and 2019, respectively.