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CENTRAL GARDEN & PET CO — Director's Dealing 2015
Sep 9, 2015
31728_dirs_2015-09-08_b22f01f2-2a80-4fb3-95a0-f2dd03f2a3b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2015-09-03
Reporting Person: Machek Howard (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-03 | Class A Common Stock | M | 12800 | $9.26 | Acquired | 34760 | Direct |
| 2015-09-03 | Class A Common Stock | F | 9971 | $14.34 | Disposed | 24789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-03 | Stock Option (Right to Buy) | $9.26 | M | 12800 | Disposed | 2017-04-13 | Class A Common Stock (12800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units - Class A Common Stock | 1095.6336 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on April 13, 2011 of which 12,800 shares are vested and exercisable, 3,200 shares will be vesting and exercisable on March 13, 2017 and 4,000 shares are subject to the satisfaction of performance conditions.