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CENTRAL GARDEN & PET CO — Director's Dealing 2015
Dec 11, 2015
31728_dirs_2015-12-11_ae218295-0aa8-43ec-8bdd-2ef05817fdc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2015-12-09
Reporting Person: CHICHESTER DAVID N (Director, Interim CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-09 | Class A Common Stock | M | 22397 | $8.93 | Acquired | 61837 | Direct |
| 2015-12-09 | Class A Common Stock | F | 14639 | $17.07 | Disposed | 47198 | Direct |
| 2015-12-09 | Class A Common Stock | M | 18493 | $7.21 | Acquired | 65691 | Direct |
| 2015-12-09 | Class A Common Stock | F | 10734 | $17.07 | Disposed | 54957 | Direct |
| 2015-12-09 | Class A Common Stock | M | 6761 | $9.86 | Acquired | 61718 | Direct |
| 2015-12-09 | Class A Common Stock | F | 4688 | $17.07 | Disposed | 57030 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-09 | Stock Option (Right to Buy) | $8.93 | M | 22397 | Disposed | 2016-08-11 | Class A Common Stock (22397) | Direct |
| 2015-12-09 | Stock Option (Right to Buy) | $7.21 | M | 18493 | Disposed | 2017-08-10 | Class A Common Stock (18493) | Direct |
| 2015-12-09 | Stock Option (Right to Buy) | $9.86 | M | 6761 | Disposed | 2018-08-10 | Class A Common Stock (6761) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2804 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
F2: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 11, 2013, the date of the grant.
F4: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of the grant.
F5: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.