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CENTRAL GARDEN & PET CO — Director's Dealing 2014
May 21, 2014
31728_dirs_2014-05-20_892ff28c-a637-46e3-b719-4598cf6e7625.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2014-05-20
Reporting Person: PENNINGTON BROOKS III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-20 | Class A Common Stock | S | 7500 | $7.7472 | Disposed | 15580 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 96190 | Direct |
| Class A Common Stock | 3876 | Indirect |
| Class A Common Stock | 15208 | Indirect |
| Common Stock | 159950 | Direct |
| Common Stock | 49040 | Indirect |
| Common Stock | 6938 | Indirect |
| Common Stock | 7604 | Indirect |
Footnotes
F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2: The range of prices for the shares of Class A Common Stock is from $7.70 to $7.87. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: Mr. Pennington disclaims beneficial ownership of 6,938 shares of the Issuer's Common Stock owned by his spouse and 3,876 shares of the Issuer's Class A Common Stock owned by his spouse.
F5: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.