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CENTRAL GARDEN & PET CO — Director's Dealing 2014
Aug 29, 2014
31728_dirs_2014-08-29_659da8f9-b342-46bb-9768-602b3694c376.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2014-08-27
Reporting Person: Varlas Lori A. (SVP, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-27 | Class A Common Stock | S | 5065 | $9.1359 | Disposed | 47578 | Direct |
| 2014-08-27 | Class A Common Stock | M | 1000 | $6.43 | Acquired | 48578 | Direct |
| 2014-08-27 | Class A Common Stock | F | 820 | $9.05 | Disposed | 47758 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-27 | Stock Option (Right to Buy) | $6.43 | M | 1000 | Disposed | 2019-03-31 | Class A Common Stock (1000) | Direct |
Footnotes
F1: The range of prices for the shares of Class A Common Stock is from $9.11 to $9.151. Mrs. Varla undertakes that she will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2: Options exercised through sales plan pursuant to Rule 10b-5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F3: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales price on the date of exercise.
F4: On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 31, 2014.