AI assistant
CENTRAL GARDEN & PET CO — Director's Dealing 2012
Aug 8, 2012
31728_dirs_2012-08-08_6b98e6c4-ff43-45c3-bfed-be7292653ad7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2012-08-06
Reporting Person: BALOUSEK JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-06 | Class A Common Stock | M | 30582 | $6.54 | Acquired | 50853 | Direct |
| 2012-08-06 | Class A Common Stock | F | 18299 | $10.93 | Disposed | 32554 | Direct |
| 2012-08-06 | Class A Common Stock | S | 3864 | $11.00 | Disposed | 28690 | Direct |
| 2012-08-07 | Class A Common Stock | S | 8419 | $10.8885 | Disposed | 20271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-06 | Director Stock Option (right to buy) | $6.54 | M | 30582 | Disposed | 2012-08-09 | Class A Common Stock (30582) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 55160 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The range of prices for the shares of Class A Common Stock is from $10.86 to $10.92. Mr. Balousek undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 9, 2009, the date of the grant.