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CENTERPOINT ENERGY INC Director's Dealing 2023

Sep 29, 2023

30204_dirs_2023-09-29_c4eca1d6-ef05-42f0-b261-38c206de8940.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTERPOINT ENERGY INC (CNP)
CIK: 0001130310
Period of Report: 2023-09-28

Reporting Person: Wells Jason P. (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-28 Common Stock F 10086 $26.70 Disposed 162195 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 45560 Indirect

Footnotes

F1: Shares withheld for taxes upon payment of time-based restricted stock units.

F2: Total includes (i) 19,209 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2024, (ii) 16,154 RSUs previously awarded under the Plan and vesting in February 2025 and (iii) 33,642 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date or (b) in the event of his disability or death. Provided any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. With respect to the RSUs vesting in February 2026, such RSUs shall vest if the Reporting Person is not promoted to Chief Executive Officer by January 1, 2025, such RSUs shall vest upon his termination without cause or resignation after such date conditioned upon positive operating income in the last full calendar year of the restricted period.