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CENTERPOINT ENERGY INC — Director's Dealing 2012
Mar 2, 2012
30204_dirs_2012-03-02_251e2ee0-8098-4736-b8bb-6c110909892b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTERPOINT ENERGY INC (CNP)
CIK: 0001130310
Period of Report: 2012-02-29
Reporting Person: MCCLANAHAN DAVID M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-29 | Common Stock | A | 168879 | — | Acquired | 895240 | Direct |
| 2012-02-29 | Common Stock | F | 61419 | $19.19 | Disposed | 833821 | Direct |
| 2012-03-02 | Common Stock | M | 103377 | $6.4378 | Acquired | 937198 | Direct |
| 2012-03-02 | Common Stock | S | 103377 | $19.3141 | Disposed | 833821 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-02 | Employee Stock Option (right to buy) | $6.4378 | M | 103377 | Disposed | 2012-03-04 | Common Stock (103377) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39197 | Indirect |
Footnotes
F1: Award of performance shares for 2009-2011 performance cycle.
F2: Price is not applicable.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.26 to $19.35, inclusive. The reporting person undertakes to provide to CenterPoint Energy, Inc., any security holder of CenterPoint Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Equivalent Shares held in CenterPoint Energy, Inc. Savings Plan as of 02/01/2012.
F5: Options from a 2002 grant which vested in three equal installments on March 5, 2003, 2004 and 2005.