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CENTERPOINT ENERGY INC — Director's Dealing 2012
Nov 29, 2012
30204_dirs_2012-11-29_47bbcea9-af25-4f80-8c58-d3810a1bd0e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTERPOINT ENERGY INC (CNP)
CIK: 0001130310
Period of Report: 2012-11-27
Reporting Person: MCCLANAHAN DAVID M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | Common Stock | M | 103900 | $5.64 | Acquired | 961456 | Direct |
| 2012-11-27 | Common Stock | S | 103900 | $19.592 | Disposed | 857556 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Employee Stock Option (right to buy) | $5.64 | M | 103900 | Disposed | 2013-03-03 | Common Stock (103900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40142 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.5100 to $19.6201, inclusive. The reporting person undertakes to provide to CenterPoint Energy, Inc., any security holder of CenterPoint Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Equivalent Shares held in CenterPoint Energy, Inc. Savings Plan as of 11/01/2012.
F3: Options from a 2003 grant which vested in three equal installments on March 4, 2004, 2005 and 2006.
F4: Price is not applicable.