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CENTENE CORP Director's Dealing 2021

Nov 2, 2021

30343_dirs_2021-11-01_0aa418a0-55ea-4741-a991-59480388ea2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2021-04-05

Reporting Person: NEIDORFF MICHAEL F (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-05 Common Stock G 15650 Disposed 6624692.351 Direct
2021-05-12 Common Stock G 50 Disposed 6624642.351 Direct
2021-08-31 Common Stock G 79598 Disposed 6545044.351 Direct
2021-10-28 Common Stock S 20000 $70.09 Disposed 6525044.351 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 494498 Indirect
Common Stock 3600 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0.0 2011-02-11 Common Stock (202276.004) 202276.004 Direct
Common Stock Option (right to buy) $59.73 2030-12-15 Common Stock (150000.0) 150000 Direct
Common Stock Option (right to buy) $59.62 2029-12-11 Common Stock (13334.0) 13334 Direct

Footnotes

F1: This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on September 14, 2021.

F2: The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F3: Ownership includes 804,831 shares of restricted stock units subject to vesting requirements.

F4: Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.

F5: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.

F6: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.