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CENTENE CORP — Director's Dealing 2018
Dec 18, 2018
30343_dirs_2018-12-17_29cc77a7-071c-4683-990d-57b088be222c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2018-12-13
Reporting Person: NEIDORFF MICHAEL F (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-13 | Common Stock | F | 9654 | $134.29 | Disposed | 3719025.1753 | Direct |
| 2018-12-14 | Common Stock | F | 13576 | $132.87 | Disposed | 3705449.1753 | Direct |
| 2018-12-16 | Common Stock | F | 15838 | $127.53 | Disposed | 3689611.1753 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 147390 | Indirect |
| Common Stock | 3600 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2011-02-11 | Common Stock (101138.002) | 101138.002 | Direct |
| Common Stock Option (right to buy) | $57.02 | 2026-12-14 | Common Stock (20000.0) | 20000 | Direct |
Footnotes
F1: Shares withheld for taxes upon vesting of previously reported stock grant.
F2: Ownership includes previous awards of 596,650 restricted stock units subject to vesting requirements.
F3: Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
F4: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.