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CENTENE CORP — Director's Dealing 2017
Feb 13, 2017
30343_dirs_2017-02-13_98617f38-b778-42d7-96d8-e0f0039bb39f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2016-12-31
Reporting Person: GOLDMAN CAROL (Exec VP Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-28 | Common Stock | G | 170 | — | Disposed | 30631 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70876 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2007-12-31 | Common Stock (441.344) | 441.344 | Direct |
Footnotes
F1: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F2: Ownership includes 51,750 shares of restricted stock units subject to vesting requirements.
F3: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F4: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.
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