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CENTENE CORP — Director's Dealing 2016
Dec 5, 2016
30343_dirs_2016-12-05_6f315c7e-fefd-490f-83b2-8c2da89d93da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2016-12-01
Reporting Person: BROOKS MARK J (SVP, Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-01 | Common Stock | S | 1099 | $58 | Disposed | 26717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-02 | Phantom Stock | $0.0 | A | 11.947 | Acquired | 2016-12-02 | Common Stock (11.947) | Direct |
Footnotes
F1: This sale is pursuant to a 10b5-1 Trading Plan that was established on October 31, 2016.
F2: Ownership includes 20,389 shares of restricted stock subject to vesting requirements.
F3: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F4: The phantom stock was acquired by Mr. Brooks through regular scheduled payroll contributions to the Company's deferred compensation plan.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Brooks' termination with the Company or on such other date Mr. Brooks may elect.