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CENTENE CORP — Director's Dealing 2016
Feb 17, 2016
30343_dirs_2016-02-17_104ff4b2-9923-497a-9f8b-bc33f9757bf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2016-02-12
Reporting Person: GOLDMAN CAROL (Exec VP Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-12 | Common Stock | M | 6000 | $12.60 | Acquired | 100945 | Direct |
| 2016-02-12 | Common Stock | F | 3610 | $53.72 | Disposed | 97335 | Direct |
| 2016-02-12 | Common Stock | G | 11614 | — | Disposed | 85721 | Direct |
| 2016-02-12 | Common Stock | G | 11614 | — | Acquired | 48580 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-12 | Common Stock Option (right to buy) | $12.6 | M | 6000 | Disposed | 2016-12-12 | Common Stock (6000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2007-12-31 | Common Stock (441.344) | 441.344 | Direct |
Footnotes
F1: Ownership includes previous awards of 78,500 restricted stock units subject to vesting requirements.
F2: Shares withheld for payment of exercise price and tax liability of previously reported stock grant.
F3: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F4: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.