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CENTENE CORP — Director's Dealing 2015
Sep 29, 2015
30343_dirs_2015-09-29_1a6084b5-f2e9-487c-bd8f-f85458a8d680.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2015-09-29
Reporting Person: NEIDORFF MICHAEL F (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-29 | Common Stock | M | 20000 | $12.60 | Acquired | 3654906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-29 | Common Stock Option (right to buy) | $12.6 | M | 20000 | Disposed | 2016-12-12 | Common Stock (20000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3600 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2011-02-11 | Common Stock (101138.002) | 101138.002 | Direct |
| Common Stock Option (right to buy) | $12.7 | 2015-12-13 | Common Stock (400000.0) | 400000 | Direct |
Footnotes
F1: Mr. Neidorff exercised the stock options using cash for the option cost and tax obligation.
F2: Ownership includes previous awards of 640,000 restricted stock units subject to vesting requirements.
F3: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F4: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.