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CENTENE CORP — Director's Dealing 2015
Jul 21, 2015
30343_dirs_2015-07-21_9170f262-8c4b-4023-8ba1-8b90a74f8090.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2010-12-29
Reporting Person: GOLDMAN CAROL (Exec VP Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-29 | Common Stock | G | 800 | — | Disposed | 151680 | Direct |
| 2011-12-31 | Common Stock | G | 568 | — | Disposed | 151112 | Direct |
| 2012-04-20 | Common Stock | G | 138238 | — | Disposed | 12874 | Direct |
| 2012-04-20 | Common Stock | G | 138238 | — | Acquired | 138238 | Indirect |
| 2012-08-07 | Common Stock | G | 4398 | — | Disposed | 8476 | Direct |
| 2012-08-07 | Common Stock | G | 4398 | — | Acquired | 142636 | Indirect |
| 2012-09-13 | Common Stock | G | 30000 | — | Disposed | 112636 | Indirect |
| 2012-09-13 | Common Stock | G | 30000 | — | Acquired | 38476 | Direct |
| 2012-12-05 | Common Stock | G | 30000 | — | Disposed | 82636 | Indirect |
| 2012-12-05 | Common Stock | G | 30000 | — | Acquired | 68476 | Direct |
| 2012-12-31 | Common Stock | G | 504 | — | Disposed | 82132 | Indirect |
| 2013-01-04 | Common Stock | G | 19180 | — | Disposed | 49296 | Direct |
| 2013-01-04 | Common Stock | G | 19180 | — | Acquired | 101312 | Indirect |
| 2013-05-29 | Common Stock | G | 20000 | — | Disposed | 81312 | Indirect |
| 2013-05-29 | Common Stock | G | 20000 | — | Acquired | 69296 | Direct |
| 2014-01-03 | Common Stock | G | 18216 | — | Disposed | 51080 | Direct |
| 2014-01-03 | Common Stock | G | 18216 | — | Acquired | 99528 | Indirect |
| 2014-01-17 | Common Stock | G | 20000 | — | Disposed | 79528 | Indirect |
| 2014-01-17 | Common Stock | G | 20000 | — | Acquired | 71080 | Direct |
| 2014-04-09 | Common Stock | G | 4812 | — | Disposed | 66268 | Direct |
| 2014-04-09 | Common Stock | G | 4812 | — | Acquired | 84340 | Indirect |
| 2014-07-28 | Common Stock | G | 41800 | — | Disposed | 41994 | Indirect |
| 2014-07-28 | Common Stock | G | 41800 | — | Acquired | 108614 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2007-12-31 | Common Stock (441.344) | 441.344 | Direct |
| Common Stock Option (right to buy) | $12.6 | 2016-12-12 | Common Stock (6000.0) | 6000 | Direct |
Footnotes
F1: Ownership includes previous awards of 92,000 restricted stock units subject to vesting requirements.
F2: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F3: Ownership balance reflects gifts of 546 shares from trust, previously reported as gifts from direct ownership.
F4: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.