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CENTENE CORP — Director's Dealing 2015
Dec 11, 2015
30343_dirs_2015-12-11_9ecd4399-a5d4-4fb0-8ffe-51a98b24420a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2015-12-09
Reporting Person: GOLDMAN CAROL (Exec VP Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-09 | Common Stock | F | 3517 | $57.40 | Disposed | 100097 | Direct |
| 2015-12-10 | Common Stock | F | 7992 | $57.52 | Disposed | 92105 | Direct |
| 2015-12-11 | Common Stock | F | 7034 | $57.47 | Disposed | 85071 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41994 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2007-12-31 | Common Stock (441.344) | 441.344 | Direct |
| Common Stock Option (right to buy) | $12.6 | 2016-12-12 | Common Stock (6000.0) | 6000 | Direct |
Footnotes
F1: Shares withheld for taxes upon vesting of previously reported stock grant.
F2: Ownership includes previous awards of 53,334 restricted stock units subject to vesting requirements.
F3: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F4: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.