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CENTENE CORP — Director's Dealing 2015
Dec 23, 2015
30343_dirs_2015-12-23_48a23e91-f93b-4a26-a013-60a8103dccc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTENE CORP (CNC)
CIK: 0001071739
Period of Report: 2015-12-17
Reporting Person: GOLDMAN CAROL (Exec VP Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-17 | Common Stock | G | 20123 | — | Disposed | 97448 | Direct |
| 2015-12-17 | Common Stock | G | 20123 | — | Acquired | 62117 | Indirect |
| 2015-12-22 | Common Stock | S | 25000 | $65.19 | Disposed | 37117 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0.0 | 2007-12-31 | Common Stock (441.344) | 441.344 | Direct |
| Common Stock Option (right to buy) | $12.6 | 2016-12-12 | Common Stock (6000.0) | 6000 | Direct |
Footnotes
F1: Ownership includes previous awards of 85,834 restricted stock units subject to vesting requirements.
F2: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F3: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 6, 2015. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
F4: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F5: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.