Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CENTAURUS METALS LIMITED Major Shareholding Notification 2024

Apr 16, 2024

64715_rns_2024-04-16_a3346e36-be80-43e7-a6ae-be9831ff235a.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme
ACN/ARSN
Centaurus Metals Limited
009 468 099
1. Details of substantial holder (1)
Name
ACNVARSN (if applicable)
Sprott Inc. (Sprott) and each of its controlled bodies corporate listed in Annexure B (the Sprott Group Entities)
N/A
There was a change in the Interests of the
substantial holder on 9 April 2024
The previous notice was given to the company on 16 August 2023
The previous notice was dated 15 August 2023

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice
______
Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
39,076.534 .93%
_________
33.396.496 6.75%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration
given in relation
to change $(7)$
Class and
number of
securities
affected
Person's votes
affected
Various
dates sel out
in Annexure
Sprott and each
other Sprott
Group Entity
Various trades on-market as set out in Annexure A See Annexure A See Annexure
А
See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant interest (6) Class and
number of
securities
Person's
votes
Sprolt, Sprott
Asset
Management
USA Inc. (SAM
USA) and each
other Sprott
Group Entity
Various holders Various holders SAM USA is a fund and investment manager with
the power to exercise control over voting and
disposal of the shares and therefore has a relevant
interest under sections 608(1)(b) and (c) of the
Corporations Act.
Sprott has the same relevant interests as SAM USA
under section 608(3)(b) of the Corporations Act by
virtue of SAM USA being controlled by Sprott.
Each of the Sprott Group Entities has the same
relevant interests as SAM USA under section
608(3)(a) of the Corporations Act by virtue of them
each being controlled bodies corporate of Sprott
21,046,224 fully
paid ordinary
shares
21,046,224
fully paid
ordinary
shares

J.

and each Sprott Group Entity therefore having
voting power of more than 20% in SAM USA.
Sprott Resource
Capilal
Investment Corp.
(RCIC) and each
other Sprott
Group Entity
Various holders Various holders RCIC is a fund and investment manager with the
power to exercise control over voting and disposal
of the shares and therefore has a relevant interest
under sections 608(1)(b) and (c) of the Corporations
Act.
Sprott has the same relevant interests as RCIC
under section 608(3)(b) of the Corporations Act by
virtue of RCIC being controlled by Sprott.
12,350,272 fully
pald ordinary
shares
12 350,272
fully paid
ordinary
shares
Each of the Sprott Group Entities has the same
relevant interests as RCIC under section 608(3)(a)
of the Corporations Act by virtue of them each being
controlled bodies corporate of Sprott and each
Sprott Group Entity therefore having voting power of
more than 20% in RCIC.

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:



OON
ി CN/ARം.
applicable
Name
anc
-----
association
Nature
∙ of
_________
N/A N/A

-----

6. Addresses

The addresses of the persons named in this form are as follows:

.
Substitution
--------
.
.
Name
-------
------
Address

--------------------------------------

______
Entity
sn roll
mun
'nml
aaab
$\sim$
_ __ _
_________
$\sim$
mexure
Ref€

______
_____
______
_____

__

Signature

print name capacity
محبوب Partiers
حسن
CDV
sign here
C
°Св. date 24

Annexure A

This is annew re A of 5 pages (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".

Marine: Thomas W. Ulrich

Date: $Ans: 1162024$

Date of Change Holder of relevant interest Nature of Consideration Number of Person's votes
change securities affected
SAM USA On market buy 0.509 affected
5,625
5,625
7/08/2023
8/08/2023
SAM USA On market sell 0.501 7,505 7,505
SAM USA On market sell 0,500 4,500 4,500
10/08/2023 SAM USA On market sell 0.494 1,125 1,125
21/08/2023
22/08/2023
SAM USA On market sell 0.490 8,457 8,457
22/08/2023 SAM USA On market buy 0.502 2,000 2,000
23/08/2023 SAM USA On market sell 0,476 81,625 81,625
23/08/2023 SAM USA On market sell 0.478 2,987 2,987
23/08/2023 SAM USA On market sell 0.478 2,987 2,987
23/08/2023 SAM USA On market sell 0.488 3,610 3,610
23/08/2023 SAM USA On market buy 0.487 10,000 10,000
23/08/2023 SAM USA On market buy 0.755 5,314 5,314
23/08/2023 SAM USA On market sell 0.755 315 315
24/08/2023 SAM USA On market sell 0.478 8,987 8,987
24/08/2023 SAM USA On market sell 0.474 2,300 2,300
24/08/2023 SAM USA On market buy 0.486 10,000 10,000
25/08/2023 SAM USA On market buy 0.735 1,249 1,249
25/08/2023 SAM USA On market buy 0.735 649 649
25/08/2023 SAM USA On market buy 0.735 828 828
31/08/2023 SAM USA On market sell 0.499 8,165 8,165
31/08/2023 SAM USA On market sell 0,480 40,000 40,000
5/09/2023 SAM USA On market sell 0.484 2,090 2,090
5/09/2023 SAM USA On market sell 0.484 1,390 1,390
7/09/2023 SAM USA On market sell 0.472 25,206 25,206
7/09/2023 SAM USA On market buy 0.487 3,700 3,700
7/09/2023 SAM USA On market buy 0.487 10,000 10,000
11/09/2023 SAM USA On market buy 0.469 6,400 6,400
11/09/2023 SAM USA On market buy 0.469 6,365 6,365
11/09/2023 SAM USA On market buy 0.469 710 710
11/09/2023 SAM USA On market buy 0.469 875 875
11/09/2023 SAM USA On market buy 0.469 1,020 1,020
11/09/2023 SAM USA On market buy 0.469 855 855
11/09/2023 SAM USA On market buy 0.469 2,010 2,010
11/09/2023 SAM USA On market buy 0.469 830 830
11/09/2023 SAM USA On market buy 0.469 3,870 3,870
11/09/2023 SAM USA On market buy 0.469 120 120
11/09/2023 SAM USA On market buy 0.469 840 840
11/09/2023 SAM USA On market buy 0.469 2,400 2,400
11/09/2023 SAM USA On market buy 0,469 8,000 8,000
11/09/2023 SAM USA On market buy 0.469 1,465 1,465
604 GUIDE page 4/12 13 March 2000
11/09/2023 SAM USA On market buy 0.469 1,030 1,030
11/09/2023 SAM USA On market buy 0.469 1,040 1,040
11/09/2023 SAM USA On market buy 0.469 1,955 1,955
11/09/2023 SAM USA On market buy 0.469 1,180 1,180
11/09/2023 SAM USA On market buy 0,469 2,550 2,550
11/09/2023 SAM USA On market buy 0.469 3,000 3,000
11/09/2023 SAM USA On market buy 0.469 1,355 1,355
19/09/2023 SAM USA On market buy 0.472 10,475 10,475
21/09/2023 SAM USA On market buy 0.463 5,250 5,250
22/09/2023 SAM USA On market buy 0.460 10,000 10,000
22/09/2023 SAM USA On market buy 0.460 13,000 13,000
22/09/2023 SAM USA On market buy 0.460 8,000 8,000
22/09/2023 SAM USA On market buy 0.460 12,000 12,000
22/09/2023 SAM USA On market buy 0,460 20,000 20,000
22/09/2023 SAM USA On market buy 0.460 5,000 5,000
22/09/2023 SAM USA On market buy 0.460 10,000 10,000
22/09/2023 SAM USA On market buy 0.460 10,000 10,000
22/09/2023 SAM USA On market buy 0.460 10,000 10,000
27/09/2023 SAM USA On market sell 0.415 1,900 1,900
27/09/2023 SAM USA On market buy 0.419 4,600 4,600
28/09/2023 SAM USA On market buy 0.414 11,300 11,300
29/09/2023 SAM USA On market sell 0.436 6,000 6,000
3/10/2023 SAM USA On market buy 0.415 6,400 6,400
3/10/2023 SAM USA On market buy 0.415 120 120
3/10/2023 SAM USA On market buy 0.415 2,750 2,750
3/10/2023 SAM USA On market buy 0.415 3,000 3,000
3/10/2023 SAM USA On market buy 0.415 1,355 1,355
11/10/2023 SAM USA On market buy 0.565 2,757 2,757
12/10/2023 SAM USA On market buy 0.357 6,365 6,365
12/10/2023 SAM USA On market buy 0.357 840 840
12/10/2023 SAM USA On market buy 0.357 2,550 2,550
12/10/2023 SAM USA On market buy 0.357 3,030 3,030
13/10/2023 SAM USA On market sell 0.334 9,047 9,047
17/10/2023 SAM USA On market buy 0.338 5,200 5,200
18/10/2023 SAM USA On market buy 0.530 1,395 1,395
18/10/2023 SAM USA On market buy 0.530 1,497 1,497
23/10/2023 SAM USA On market buy 0.319 6,400 6,400
23/10/2023 SAM USA On market buy 0.319 120 120
23/10/2023 SAM USA On market buy 0.319 3,870 3,870
2/11/2023 SAM USA On market sell 0,290 3,720 3,720
3/11/2023 SAM USA On market sell 0.294 4.200 4,200
7/11/2023 SAM USA On market sell 0.320 40,500 40,500
8/11/2023 SAM USA On market sell 0.324 10,100 10,100
8/11/2023 SAM USA On market sell 0.336 7,400 7,400
9/11/2023 SAM USA On market sell 0.329 8,189 8,189
10/11/2023 SAM USA On market sell 0.320 169 169
14/11/2023 SAM USA On market sell 0.302 8,162 8,162
15/11/2023 SAM USA On market sell 0.312 36,000 36,000
10,854
15/11/2023 SAM USA On market sell 0.312 10,854 9,471
15/11/2023 SAM USA On market sell 0.328
0.328
9471
5,865
5,865
15/11/2023 SAM USA On market sell
604 GUIDE page 5/12 13 March 2000
21/11/2023 SAM USA On market buy 0.340 15,000 15,000
24/11/2023 SAM USA On market sell 0.327 9,033 9,033
28/11/2023 SAM USA On market sell 0.326 5,000 5,000
30/11/2023 SAM USA On market sell 0.310 15,700 15,700
5/12/2023 SAM USA On market sell 0.310 19,654 19,654
5/12/2023 SAM USA On market buy 0.475 1,310 1,310
6/12/2023 SAM USA On market sell 0.308 42,417 42,417
7/12/2023 SAM USA On market sell 0.305 22,500 22,500
7/12/2023 SAM USA On market sell 0.470 396 396
12/12/2023 SAM USA On market buy 0,306 7,000 7,000
12/12/2023 SAM USA On market buy 0.306 10,000 10,000
13/12/2023 SAM USA On market sell 0.292 13,206 13,206
14/12/2023 SAM USA On market sell 0.289 37,377 37, 377
15/12/2023 SAM USA On market buy 0.311 10,000 10,000
15/12/2023 SAM USA On market buy 0.311 28,500 28,500
15/12/2023 SAM USA On market buy 0.311 45,000 45,000
15/12/2023 SAM USA On market sell 0.297 10,033 10,033
18/12/2023 SAM USA On market sell 0.299 10,821 10,821
20/12/2023 SAM USA On market sell 0.310 15,600 15,600
20/12/2023 SAM USA On market sell 0.310 7,300 7,300
20/12/2023 SAM USA On market sell 0.310 3,615 3,615
20/12/2023 SAM USA On market sell 0.310 8,160 8,160
20/12/2023 SAM USA On market sell 0.310 5,480 5,480
20/12/2023 SAM USA On market sell 0.310 9,000
360
9,000
360
20/12/2023 SAM USA On market sell 0.310 20,870
20/12/2023 SAM USA On market sell 0.310 20,870 8,160
20/12/2023 SAM USA On market sell 0.310 8,160
9,000
9,000
20/12/2023 SAM USA On market sell 0.310
0.310
8,250 8,250
20/12/2023 SAM USA On market sell 0.310 9,000 9,000
20/12/2023 SAM USA On market sell 0.310 4,065 4,065
20/12/2023 SAM USA On market sell 0.311 13,250 13,250
21/12/2023 SAM USA On market sell 0.311 26,525 26,525
21/12/2023 SAM USA On market sell
On market sell
0.311 54,000 54,000
21/12/2023 SAM USA On market buy 0.470 3,406 3,406
21/12/2023 SAM USA On market sell 0,316 80,000 80,000
22/12/2023 SAM USA
SAM USA
On market buy 0.475 1,652 1,652
22/12/2023 SAM USA On market sell 0.470 10 10
27/12/2023 SAM USA On market sell 0.470 12 12
27/12/2023 SAM USA On market buy 0,465 1,680 1,680
27/12/2023 SAM USA On market sell 0.510 17 17
28/12/2023 SAM USA On market buy 0.515 2,200 2,200
28/12/2023
28/12/2023
SAM USA On market buy 0.520 200 200
28/12/2023 SAM USA On market buy 0.515 219 219
28/12/2023 SAM USA On market sell 0.515 22 22
29/12/2023 SAM USA On market buy 0.525 1,343 1,343
29/12/2023 SAM USA On market buy 0.530 20 20
3/01/2024 SAM USA On market sell 0.344 5,340 5,340
4/01/2024 SAM USA On market buy 0.540 3,316 3,316
11/01/2024 SAM USA On market sell 0.319 7,712 7,712
11/01/2024 SAM USA On market sell 0319 18,342 18,342
604 GUIDE page 6/12 13 March 2000
11/01/2024 SAM USA On market sell 0.325 2,400 2,400
11/01/2024 SAM USA On market sell 0.322 7.461 7,461
12/01/2024 SAM USA On market sell 0.316 8,000 8,000
12/01/2024 SAM USA On market sell 0.319 15,600 15,600
19/01/2024 SAM USA On market sell 0.254 17,687 17,687
24/01/2024 SAM USA On market buy 0.192 12,555 12,555
24/01/2024 SAM USA On market buy 0.192 12,555 12,555
25/01/2024 SAM USA On market buy 0.192 12,555 12,555
25/01/2024 SAM USA On market sell 0.195 10,000 10,000
29/01/2024 SAM LP On market sell 0.297 100,000 100,000
30/01/2024 SAM LP On market sell 0.298 314,915 314,915
31/01/2024 SAM LP On market sell 0.300 52,785 52,785
31/01/2024 SAM USA On market sell 0.192 19,095 19,095
1/02/2024 SAM USA On market sell 0.189 9,171 9,171
1/02/2024 SAM USA On market sell 0,185 57,966 57,966
5/02/2024 SAM USA On market sell 0.290 4,772 4,772
6/02/2024 SAM USA On market sell 0.186 33,774 33,774
6/02/2024 SAM USA On market buy 0.285 17,165 17,165
6/02/2024 SAM USA On market buy 0,285 554 554
7/02/2024 SAM USA On market sell 0.184 15,700 15,700
7/02/2024 SAM USA On market sell 0.187 9,926 9,926
7/02/2024 SAM USA On market sell 0.194 135,000 135,000
15/02/2024 RCIC On market sell 0.187 66,382 66,382
16/02/2024 SAM USA On market sell 0.181 15,700 15,700
20/02/2024 SAM USA On market sell 0.188 18,678 18,678
22/02/2024 SAM USA On market sell 0.178 3,060 3,060
26/02/2024 SAM USA On market sell 0.176 8,000 8,000
27/02/2024 SAM USA On market sell 0.162 26,352 26,352
1/03/2024 SAM USA On market sell 0.164 13,750 13,750
5/03/2024 SAM USA On market buy 0.280 2,841 2,841
5/03/2024 SAM USA On market buy 0.280 2,841 2,841
7/03/2024 SAM USA On market sell 0.169 6,543 6,543
7/03/2024 SAM USA On market buy 0.173 15,000 15,000
8/03/2024 SAM USA On market sell 0.177 12,580 12,580
11/03/2024 RCIC On market sell 0.184 50,467 50,467
11/03/2024 RCIC On market sell 0.184 50,467 50,467
11/03/2024 SAM USA On market sell 0.184 17,100 17,100
11/03/2024 SAM USA On market sell 0.179 50,000 50,000
11/03/2024 SAM USA On market buy 0.187 25,000 25,000
12/03/2024 RCIC On market sell 0.184 50,467 50,467
12/03/2024 RCIC On market sell 0.183 176,675 176,675
12/03/2024 SAM USA On market buy 0.187 5,350 5,350
12/03/2024 SAM USA On market buy 0.280 2,743 2,743
13/03/2024 RCIC On market sell 0.183 1,206,476 1,206,476
13/03/2024 SAM USA On market sell 0.183 20,654 20,654
15/03/2024 RCIC On market sell 0.195 127,714 127,714
18/03/2024 RCIC On market sell 0 1 9 5 255,470 255,470
19/03/2024 RCIC On market sell 0.195 1,017,961 1,017,961
20/03/2024 SAM USA On market sell 0.310 43 43
21/03/2024 RCIC On market sell 0.213 182,320 182,320
21/03/2024 SAM USA On market sell 0 3 3 0 5 5
604 GUIDE page 7/12 13 March 2000
21/03/2024 SAM USA On market sell 0.330 3 3
22/03/2024 RCIC On market sell 0.207 $\overline{1}$ 1
25/03/2024 RCIC On market sell 0,195 311,085 311,085
26/03/2024 RCIC On market sell 0.203 105,800 105,800
27/03/2024 RCIC On market sell 0.195 318,961 318,961
28/03/2024 RCIC On market sell 0.194 33,497 33,497
28/03/2024 SAM USA On market sell 0.290 8 8
2/04/2024 RCIC On market sell 0.193 48,064 48,064
2/04/2024 SAM USA On market sell 0.189 44,319 44,319
2/04/2024 SAM USA On market buy 0.193 14,500 14,500
3/04/2024 SAM USA On market sell 0.193 6,000 6,000
4/04/2024 SAM USA On market sell 0,198 75,755 75,755
9/04/2024 SAM USA On market sell
SAM USA gained
control of the
voting of
securities as a
result of changes
0.216 650,000 650,000
August 2023 – 9 April
2024
SAM USA in account status
or transfers
N/A 356,812 356,812

$\mathcal{L}^{\text{max}}_{\text{max}}$

$\sim 10^{11}$ km $^{-1}$

$\pmb{4}$

$\omega_{\alpha}$

Annexure B

This is annoxure B of 1 page (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".

Manas X. Ulrich Name: Thomas W. Ulrich

Annexure B -- Details of Sprott Inc. and its controlled entities

Name Address of Registered Office Postal Address
Sprott Inc. 200 Bay Street, Royal Bank Plaza, South Tower, Suite 200 Bay Street, Royal Bank Plaza, South Tower, Suite
2600, Toronto, Ontario, M5J 2J1 2600, Toronto, Onlario, M5J 2J1
Resource Capital Investment Corp. 1910 Palomar Point Way, Suite 200, Carlsbad, 1910 Palomar Point Way, Suite 200, Carlsbad,
California 92008 California 92008
Sprott Asset Management LP Royal Bank Plaza, South Tower Royal Bank Plaza, South Tower
200 Bay Street, Suite 2600 200 Bay Street, Suite 2600
Toronto, Ontario M5J 2J1 Toronto, Ontario M5J 2J1
Sproft Asset Management USA Inc. 1910 Palomar Point Way, Suite 200, Carlsbad, 1910 Palomar Point Way, Suite 200, Carlsbad,
California 92008 California 92008
Sprott GenPar Ltd. Royal Bank Plaza, South Tower Royal Bank Plaza, South Tower
200 Bay Street, Suite 2600 200 Bay Street, Suite 2600
Toronto, Ontario M5J 2J1 Toronto, Ontario M5J 2J1
Sprott Global Resource Investments Ltd. 1910 Palomar Point Way, Suite 200, Carlsbad, 1910 Palomar Point Way, Suite 200, Carlsbad,
California 92008 California 92008
Sprott Resource Lending Corp. Royal Bank Plaza, South Tower Roval Bank Plaza, South Tower
200 Bay Street, Suite 2600 200 Bay Street, Suite 2600
Toronto, Ontario M5J 2J1 ⊺oronto, Ontario M5J 2J1
Sprott U.S. Holdings Inc. 1910 Palomar Point Way, Suite 200, Carlsbad, 1910 Palomar Point Way, Sulte 200, Carlsbad,
California 92008 California 92008
Sprott US GenPar LLC 1910 Palomar Point Way, Suite 200, Carlsbad, 1910 Palomar Point Way, Suite 200, Carlsbad,
California 92008 California 92008
Sprott Resource Streaming and Royalty Corp. 200 Bay Street, Royal Bank Plaza, South Tower, Suite 200 Bay Street, Royal Bank Plaza, South Tower, Suite
2600, Toronto, Ontario, M5J 2J1 2600, Toronto, Ontario, M5J 2J1