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CENTAURUS METALS LIMITED — Major Shareholding Notification 2024
May 1, 2024
64715_rns_2024-05-01_fc279f61-a0da-48d6-8f28-c7dcfbd46c7a.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme ACN/ARSN |
Centaurus Melais Limited 009 468 099 |
|---|---|
| 1. Details of substantial holder (1) | |
| Name | Sprott Inc. (Sprott) and each of its controlled bodies corporate listed in Annexure B (the Sprott Group Entitles) |
| ACNARSN (if applicable) | N/A |
| There was a change in the interests of the | |
| substantial holder on | 26 April 2024 |
| The previous notice was given to the company on | 17 April 2024 |
| The previous notice was dated | 16 April 2024 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associale (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice ________ |
||
|---|---|---|---|---|
| Person's votes | Voting power 1 J |
Person's votes | Voting power (5) THE REPORT FOR THE 24YOF |
|
| _________ . . . and the contract of the contract of the contract of the contract of the contract of the contract of the contract of |
33,396,496 _________ |
6.75% ---------------------- |
27.876.240 -------------- |
5.63% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Various dates set out in Annexure |
Sprott and each other Sprott Group Entity |
Various trades on-market as set out in Annexure A | See Annexure A | See Annexure А |
See Annexure A |
4. Present relevant interests
Particulars of each relevant Interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant Interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Sprott, Sprott Asset Management USA Inc. (SAM USA) and each other Sprott Group Entity |
Various holders | Various holders | SAM USA is a fund and investment manager with the power to exercise control over voting and disposal of the shares and therefore has a relevant interest under sections 608(1)(b) and (c) of the Corporations Act. Sprott has the same relevant interests as SAM USA under section 608(3)(b) of the Corporations Act by virtue of SAM USA being controlled by Sprott. Each of the Sprott Group Entities has the same relevant interests as SAM USA under section 608(3)(a) of the Corporations Act by virtue of them each being controlled bodies corporate of Sprott |
20,874,844 fully paid ordinary shares |
20,874,844 fully paid ordinary shares |
page 2/12 13 March 2000 604 GUIDE
| and each Sprott Group Entity therefore having voting power of more than 20% in SAM USA. |
|||||
|---|---|---|---|---|---|
| Sprott, Resource Capital Investment Corp. (RCIC) and each other Sprott Group Entity |
Various holders | Various holders | RCIC is a fund and investment manager with the power to exercise control over voting and disposal of the shares and therefore has a relevant interest under sections 608(1)(b) and (c) of the Corporations Act. Sprott has the same relevant interests as RCIC under section 608(3)(b) of the Corporations Act by virtue of RCIC being controlled by Sprott. Each of the Sprott Group Entities has the same relevant interests as RCIC under section 608(3)(a) |
7,001,396 fully paid ordinary shares |
7,001.396 fully paid ordinary shares |
| of the Corporations Act by virtue of them each being controlled bodies corporate of Sprott and each Sprott Group Entity therefore having voting power of more than 20% in RCIC. |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ------------ ,,,,,,,,,, ,,,,,, , ABIBOM : applicable ٤Ħ Name anc UN⊮' RSN |
. . association Nature -------- |
|---|---|
| N/A | N/A |
| $\cdots$ | _________ |
| . | |
| --------------------------------------- | -------------- |
6. Addresses
The addresses of the persons named in this form are as follows:
| Name . . ______ |
Address ______ ______ ------- |
|
|---|---|---|
| HAR $\cdots$ Allendard C.Y. Entity inratt ווור w ≂лъ --------- _____ __ --------------------------------------- |
. In Fr .ure זוטר . -------------- _ ______ ___ |
Signature
capacity General Counsel
May 1st 2024
print name
sign here Thomas W. Ulrich
Annexure A
This is annexure A of 1 page (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".
Homes V. Miriel
Name: Thomas W. Ulvick
| Date of Change | Holder of relevant interest | Nature of change |
Consideration | Number of securities |
Person's votes affected |
|---|---|---|---|---|---|
| affected | |||||
| 10/04/2024 | RCIC | On market sell | 0.222 | 1,266,727 | 1,266,727 |
| 10/04/2024 | SAM USA | On market buy | 0.330 | 3,000 | 3,000 |
| 11/04/2024 | RCIC | On market sell | 0.219 | 83,273 | 83,273 |
| 11/04/2024 | SAM USA | On market sell | 0.216 | 9,000 | 9,000 |
| 11/04/2024 | SAM USA | On market sell | 0.214 | 40,000 | 40,000 |
| 12/04/2024 | SAM USA | On market sell | 0.217 | 917 | 917 |
| 12/04/2024 | SAM USA | On market buy | 0.335 | 527 | 527 |
| 12/04/2024 | SAM USA | On market buy | 0,335 | 291 | 291 |
| 12/04/2024 | SAM USA | On market buy | 0.340 | 376 | 376 |
| 15/04/2024 | SAM USA | On market buy | 0.236 | 8,700 | 8,700 |
| 16/04/2024 | RCIC | On market sell | 0.228 | 830,272 | 830,272 |
| 17/04/2024 | RCIC | On market sell | 0.231 | 1,470,000 | 1,470,000 |
| 18/04/2024 | SAM USA | On market buy | 0.370 | 1,108 | 1,108 |
| 18/04/2024 | SAM USA | On market buy | 0.370 | 1,311 | 1,311 |
| 24/04/2024 | RCIC | On market sell | 0.262 | 584,929 | 584,929 |
| 26/04/2024 | RCIC | On market sell | 0.258 | 1,113,675 | 1,113,675 |
| 26/04/2024 | SAM USA | On market sell | 0.252 | 54,053 | 54,053 |
| 26/04/2024 | SAM USA | On market sell | 0.249 | 4,466 | 4,466 |
| 10/04/2024 | RCIC. | On market sell | 0.222 | 1,266,727 | 1,266,727 |
| 10/04/2024 | SAM USA | On market buy | 0,330 | 3,000 | 3,000 |
| 11/04/2024 | RCIC | On market sell | 0.219 | 83,273 | 83,273 |
| 11/04/2024 | SAM USA | On market sell | 0.216 | 9,000 | 9,000 |
| 11/04/2024 | SAM USA | On market sell | 0.214 | 40,000 | 40,000 |
| 12/04/2024 | SAM USA | On market sell | 0.217 | 917 | 917 |
| 12/04/2024 | SAM USA | On market buy | 0.335 | 527 | 527 |
| 12/04/2024 | SAM USA | On market buy | 0.335 | 291 | 291 |
| 12/04/2024 | SAM USA | On market buy | 0.340 | 376 | 376 |
| 15/04/2024 | SAM USA | On market buy | 0.236 | 8,700 | 8,700 |
| 16/04/2024 | RCIC | On market sell | 0.228 | 830,272 | 830,272 |
| 17/04/2024 | RCIC | On market sell | 0.231 | 1,470,000 | 1,470,000 |
| 18/04/2024 | SAM USA | On market buy | 0.370 | 1,108 | 1,108 |
| 18/04/2024 | SAM USA | On market buy | 0.370 | 1,311 | 1,311 |
| 24/04/2024 | RCIC | On market sell | 0.262 | 584,929 | 584,929 |
| 26/04/2024 | RCIC | On market sell | 0.258 | 1,113,675 | 1,113,675 |
| 26/04/2024 | SAM USA | On market sell | 0.252 | 54,053 | 54,053 |
| 26/04/2024 | SAM USA | On market sell SAM USA ceased control of the voting of securities as a result of changes in account status or |
0.249 | 4,466 | 4,466 |
| 9 April 2024 to 26 April 2024 3437-2510-6476v1 |
SAM USA | transfers | N/A | (78, 257) | (78, 257) |
$\hat{A}$
Annexure B
This is annexure B of 1 page (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".
htn:h Ihmas Name: Thomas W. Ulrich May 1st 2024 Date:
Annexure B -- Details of Sprott Inc. and its controlled entities
| Name | Address of Registered Office | Postal Address |
|---|---|---|
| Sprolt Inc. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite | 200 Bay Street, Royal Bank Plaza, South Tower, Suite |
| 2600, Toronto, Ontario, M5J 2J1 | 2600, Toronto, Ontario, M5J 2J1 | |
| Resource Capital Investment Corp. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Asset Management LP | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Sulte 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott Asset Management USA Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott GenPar Ltd. | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprolt Global Resource Investments Ltd. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Resource Lending Corp. | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott U.S. Holdings Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott US GenPar LLC | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Resource Streaming and Royally Corp. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite | 200 Bay Street, Royal Bank Plaza, South Tower, Suite |
| 2600, Toronto, Ontario, M5J 2J1 | 2600, Toronto, Ontario, M5J 2J1 |