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CENTAURUS METALS LIMITED — Major Shareholding Notification 2023
Aug 15, 2023
64715_rns_2023-08-15_4cfcdf3a-8a2e-4f7b-a214-cb4b15c13bf5.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| 009 468 099 |
|---|
| Sprott Inc. (Sprott) and each of its controlled bodies corporate listed in Annexure B (the Sprott Group Entities) N/A |
| 4 August 2023 18 April 2023 The previous notice was given to the company on 17 April 2023 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| . Class of securities (4) |
________ Previous notice |
____ Present notice |
||
|---|---|---|---|---|
| Person's votes | . Voting power ---------------- |
Person's votes | Voting nower ' fbi --------------------------------------- |
|
| . | ___ 39,851,525 --------- ______ |
9.33% | 0.534 39.076 |
7.93% . |
3. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Various dates set out in Annexure |
Sprott and each other Sprott Group Entity |
Various trades on-market as set out in Annexure A | See Annexure A | See Annexure А |
See Annexure A |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Sprott, Sprott Asset Management USA Inc. (SAM USA) and each other Sprott Group Entity |
Various holders | Various holders | SAM USA is a fund and investment manager with the power to exercise control over voting and disposal of the shares and therefore has a relevant interest under sections 608(1)(b) and (c) of the Corporations Act. Sprott has the same relevant interests as SAM USA under section 608(3)(b) of the Corporations Act by virtue of SAM USA being controlled by Sprott. |
21,707,689 fully paid ordinary shares |
21,707,689 fully paid ordinary shares |
| Each of the Sprott Group Entities has the same relevant interests as SAM USA under section 608(3)(a) of the Corporations Act by virtue of them each helpg controlled bodies corporate of Sproff. |
| 604 GUIDE | page 2/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| and each Sprott Group Entity therefore having voting power of more than 20% in SAM USA. |
|||||
| Sprott, Sprott Asset Management LP (SAM LP) and each other Sprott Group Entity |
Various holders | SAM LP | SAM LP is an investment manager with the power to exercise control over voting and disposal of the shares and therefore has a relevant interest under sections 608(1)(b) and (c) of the Corporations Act. Sprott has the same relevant interests as SAM LP under section 608(3)(b) of the Corporations Act by virtue of SAM LP being controlled by Sprott. Each of the Sprott Group Entities has the same relevant interests as SAM LP under section 608(3)(a) of the Corporations Act by virtue of them each being controlled bodies corporate of Sprott and each Sprott Group Entity therefore having voting power of more than 20% in SAM LP. |
467,700 fully paid ordinary shares |
467,700 fully paid ordinary shares |
| Sprott, Resource Capital Investment Corp. (RCIC) and each other Sprott Group Entity |
Various holders | Various holders | RCIC is a fund and investment manager with the power to exercise control over voting and disposal of the shares and therefore has a relevant interest under sections 608(1)(b) and (c) of the Corporations Act. Sprott has the same relevant interests as RCIC under section 608(3)(b) of the Corporations Act by virtue of RCIC being controlled by Sprott. Each of the Sprott Group Entities has the same relevant interests as RCIC under section 608(3)(a) of the Corporations Act by virtue of them each being controlled bodies corporate of Sprott and each Sprott Group Entity therefore having voting power of more than 20% in RCIC. |
16,901,145 fully paid ordinary shares |
16,901,145 fully paid ordinary shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ______ ______ rable: and œ .or ' AL _________ |
. __ Natur. าจรบผัสแม 1. L L $\cdot$ . _____ |
|---|---|
| ______ N/A A R. R. R. R. R. LEWIS CO., LANSING, MICH. 49-14039-1-120-2 |
N/A _________ |
6. Addresses
The addresses of the persons named in this form are as follows:
| _________ Namr . |
-------------------------------------- ______ vddres ------------------- ____ The Company of Contract Company |
|---|---|
| :nr ⊥ntirv -------------------------- --------------------- |
Jot. 101 . . . _ |
Signature
print name capacity Thomag W. Ulrich Anthonyed Signatory $\frac{1}{\text{date}}$ sign here
Annexure A
This is annother A of 7 pages (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".
Thomas V. Which
Name: Thomas W. Ulrich
Date: Ang 15, 2023
| Date of Change | Holder of relevant interest | Nature of change | Consideration | Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 11/04/2023 | SAM USA | On market sell | 0.592 | 20,000 | 20,000 |
| 12/04/2023 | SAM USA | On market sell | 0.584 | 1,100 | 1,100 |
| 12/04/2023 | SAM USA | On market sell | 0.584 | 1,400 | 1,400 |
| 12/04/2023 | SAM USA | On market sell | 0.584 | 1,800 | 1,800 |
| 12/04/2023 | SAM USA | On market sell | 0.584 | 5,800 | 5,800 |
| 12/04/2023 | SAM USA | On market sell | 0,584 | 600 | 600 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 7,500 | 7,500 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 1,700 | 1,700 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 400 | 400 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 600 | 600 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 3,600 | 3,600 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 6,000 | 6,000 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 100 | 100 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 10,400 | 10,400 |
| 13/04/2023 | SAM USA | On market buy | 0.610 | 3,500 | 3,500 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 2,600 | 2,600 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 2,800 | 2,800 |
| 13/04/2023 | SAM USA | On market buy | 0,613 | 1,300 | 1,300 |
| 13/04/2023 | SAM USA | On market buy | 0.613 | 1,800 | 1,800 |
| 13/04/2023 | SAM USA | On market buy | 0.610 | 3,500 | 3,500 |
| 17/04/2023 | SAM USA | On market sell | 0,574 | 18,000 | 18,000 |
| 17/04/2023 | SAM USA | On market sell | 0,574 | 6,000 | 6,000 |
| 20/04/2023 | SAM USA | On market sell | 0.590 | 6,079 | 6,079 |
| 21/04/2023 | SAM USA | On market buy | 0.580 | 12,325 | 12,325 |
| 27/04/2023 | SAM USA | On market buy | 0,553 | 7,700 | 7,700 |
| 28/04/2023 | SAM USA | On market buy | 0.540 | 11,418 | 11,418 |
| 2/05/2023 | SAM USA | On market sell | 0.795 | 40 | 40 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 12,626 | 12,626 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 668 | 668 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,525 | 3,525 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,810 | 1,810 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,372 | 1,372 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,261 | 7,261 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,804 | 4,804 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 550 | 550 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,029 | 2,029 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 829 | 829 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,101 | 3,101 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 10,946 | 10,946 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 28,580 | 28,580 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 25,078 | 25,078 |
| 604 GUIDE | page 4/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,744 | 3,744 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,607 | 2,607 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,022 | 7,022 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,419 | 1,419 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,257 | 3,257 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 37,377 | 37,377 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 38,358 | 38,358 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,043 | 5,043 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 22,710 | 22,710 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 11 455 | 11,455 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,015 | 7,015 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,313 | 7,313 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,424 | 9,424 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,909 | 4,909 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 115 | 115 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 6,420 | 6,420 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 136 | 136 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 15,888 | 15,888 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 6,597 | 6,597 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,941 | 2,941 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 17,267 | 17,267 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5 | 5 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 24 | 24 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 6,66 | 6,661 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,372 | 4,372 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,080 | 1,080 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,083 | 1,083 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,084 | 1,084 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,009 | 1,009 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,437 | 2,437 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,229 | 1,229 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 976 | 976 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,407 | 5,407 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,074 | 2,074 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,884 | 2,884 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 10,134 | 10,134 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7.007 | 7,007 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 87 | 87 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,704 | 4,704 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 15,018 | 15,018 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,140 | 1,140 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,936 | 9,936 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 377,686 | 377,686 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 150,000 | 150,000 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 648 | 648 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 648 | 648 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 12,241 | 12,241 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 98,069 | 98,069 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,677 | 9,677 6,526 |
| 3/05/2023 | SAM USA | On market buy On market buy |
0.539 0.539 |
6,526 3,878 |
3,878 |
| 3/05/2023 | SAM USA |
| 604 GUIDE | page 5/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 3/05/2023 | SAM USA | On market buy | 0.539 | 43,648 | 43,648 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,851 | 3,851 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,910 | 7,910 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,582 | 2,582 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 1,897 | 1,897 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 15,018 | 15,018 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,805 | 3,805 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 26,061 | 26,061 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 29,319 | 29,319 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,256 | 3,256 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 7,682 | 7,682 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 37,236 | 37,236 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 84,270 | 84,270 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 10,854 | 10,854 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 38 | 38 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,700 | 5,700 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 31,795 | 31,795 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 861 | 861 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,540 | 2,540 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 905 | 905 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 769 | 769 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,538 | 2,538 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,505 | 9,505 868 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 868 | 6,071 |
| 3/05/2023 | SAM USA | On market buy | 0.539 0.539 |
6,071 2,991 |
2,991 |
| 3/05/2023 | SAM USA | On market buy On market buy |
0.539 | 7,807 | 7,807 |
| 3/05/2023 | SAM USA SAM USA |
On market buy | 0.539 | 43,206 | 43,206 |
| 3/05/2023 | On market buy | 0.539 | 480 | 480 | |
| 3/05/2023 | SAM USA SAM USA |
On market buy | 0.539 | 87,222 | 87,222 |
| 3/05/2023 3/05/2023 |
SAM USA | On market buy | 0.539 | 4,377 | 4,377 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,654 | 2,654 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 15,268 | 15,268 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,228 | 3,228 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 681 | 681 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,286 | 2,286 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,038 | 2,038 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 8,326 | 8,326 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,681 | 4,681 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,647 | 5,647 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 1,995 | 1,995 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 45,475 | 45,475 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,648 | 9,648 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 584,076 | 584,076 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 8,815 | 8,815 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 1,715 | 1,715 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 535 | 535 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 8,652 | 8,652 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 362 | 362 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,564 | 2,564 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 917 | 917 |
| 604 GUIDE | page 6/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,490 | 5,490 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 893 | 893 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 418 | 418 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 55,228 | 55,228 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 1,600 | 1,600 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 3,837 | 3,837 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 15,242 | 15,242 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 8,427 | 8,427 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,425 | 5,425 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 415,924 | 415,924 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 22,432 | 22,432 |
| 3/05/2023 | SAM USA | On market buy | 0,539 | 2473 | 2,473 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 5,949 | 5,949 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 4,303 | 4,303 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2,398 | 2,398 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 930 | 930 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 9,132 | 9,132 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 57,296 | 57,296 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 2 2 5 2 | 2,252 |
| 3/05/2023 | SAM USA | On market buy | 0.539 0.539 |
5,575 29,409 |
5,575 29,409 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 8,525 | 8,525 |
| 3/05/2023 | SAM USA | On market buy On market buy |
0.539 | 63,845 | 63 845 |
| 3/05/2023 | SAM USA | On market sell | 0.528 | 3,353,529 | 3,353,529 |
| 3/05/2023 | SAM USA SAM USA |
On market buy | 0.539 | 6,719 | 6,719 |
| 3/05/2023 | SAM USA | On market buy | 0.539 | 84,000 | 84,000 |
| 3/05/2023 4/05/2023 |
SAM USA | On market buy | 0.537 | 15,000 | 15,000 |
| 4/05/2023 | SAM USA | On market buy | 0.539 | 648 | 648 |
| 4/05/2023 | SAM USA | On market buy | 0.537 | 25,000 | 25,000 |
| 4/05/2023 | SAM USA | On market buy | 0.537 | 15,000 | 15,000 |
| 4/05/2023 | SAM USA | On market buy | 0.537 | 30,000 | 30,000 |
| 4/05/2023 | SAM USA | On market buy | 0.537 | 15,000 | 15,000 |
| 4/05/2023 | SAM USA | On market sell | 0.527 | 3,412,540 | 3,412,540 |
| 4/05/2023 | SAM USA | On market sell | 0.850 | 459 | 459 |
| 5/05/2023 | SAM USA | On market buy | 0.840 | 30 | 30 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,000 | 1,000 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 27,000 | 27,000 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 3,300 | 3,300 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,800 | 1.800 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 900 | 900 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 400 | 400 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 5,600 | 5,600 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,200 | 1,200 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 3,300 | 3,300 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 5,200 | 5,200 |
| 8/05/2023 | SAM USA | On market sell | 0.570 | 4,000 | 4,000 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 5,700 | 5,700 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 32,000 | 32,000 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 700 | 700 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 2,700 | 2,700 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 13,600 | 13,600 |
| 604 GUIDE | page 7/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,400 | 1,400 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 2,600 | 2,600 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 500 | 500 |
| 8/05/2023 | SAM USA | On market buy | 0,589 | 100 | 100 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 500 | 500 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 300 | 300 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 5,200 | 5,200 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,200 | 1,200 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,600 | 1,600 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 700 | 700 |
| 8/05/2023 | SAM USA | On market buy | 0.589 | 1,100 | 1,100 |
| 10/05/2023 | SAM USA | On market sell | 0,526 | 1,549 | 1,549 |
| 10/05/2023 | SAM USA | On market sell | 0.526 | 7,500 | 7,500 |
| 10/05/2023 | SAM USA | On market sell | 0.526 | 25,000 | 25,000 |
| 10/05/2023 | SAM USA | On market sell | 0.526 | 37,000 | 37,000 |
| 11/05/2023 | SAM USA | On market sell | 0.526 | 48,451 | 48,451 |
| 11/05/2023 | SAM USA | On market sell | 0.526 | 28,521 | 28,521 |
| 12/05/2023 | SAM USA | On market sell | 0.497 | 6,678 | 6,678 |
| 12/05/2023 | SAM USA | On market sell | 0.497 | 8 2 7 5 | 8,275 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 1,800 | 1,800 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 1,790 | 1,790 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 2.040 | 2,040 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 3,870 | 3,870 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 2,000 | 2,000 2,040 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 2,040 2,000 |
2,000 |
| 12/05/2023 | SAM USA | On market buy | 0.507 | 5,500 | 5,500 |
| 12/05/2023 | SAM USA | On market buy | 0.507 0.497 |
15,000 | 15,000 |
| 17/05/2023 | SAM USA | On market buy | 0.491 | 40,000 | 40,000 |
| 17/05/2023 | SAM USA | On market buy On market sell |
0.475 | 7,015 | 7,015 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 7,500 | 7,500 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 25,000 | 25,000 |
| 18/05/2023 | SAM USA SAM USA |
On market sell | 0.470 | 15,000 | 15,000 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 125,000 | 125,000 |
| 18/05/2023 18/05/2023 |
SAM USA | On market sell | 0.470 | 6,000 | 6,000 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 25,000 | 25,000 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 21,479 | 21,479 |
| 18/05/2023 | SAM USA | On market sell | 0.470 | 7,500 | 7,500 |
| 18/05/2023 | SAM USA | On market sell | 0.725 | 6,572 | 6,572 |
| 18/05/2023 | SAM USA | On market buy | 0.725 | 3,017 | 3,017 |
| 19/05/2023 | SAM USA | On market buy | 0.720 | 1,330 | 1,330 |
| 19/05/2023 | SAM USA | On market buy | 0.720 | 4,298 | 4,298 |
| 19/05/2023 | SAM USA | On market buy | 0.720 | 5,000 | 5,000 |
| 25/05/2023 | SAM USA | On market buy | 0.474 | 202,700 | 202,700 |
| 31/05/2023 | SAM USA | On market buy | 0.475 | 4,700 | 4,700 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,450 | 1,450 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,220 | 1,220 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 2,420 | 2,420 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,760 | 1,760 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 710 | 710 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 875 | 875 |
| 604 GUIDE | page 8/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 1/06/2023 | SAM USA | On market buy | 0.469 | 2,815 | 2,815 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 795 | 795 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 675 | 675 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 2,030 | 2,030 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 545 | 545 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 730 | 730 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 550 | 550 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 855 | 855 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 2,570 | 2,570 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,510 | 1,510 |
| 1/06/2023 | SAM USA | On market buy | 0,469 | 2,410 | 2,410 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 830 | 830 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 975 | 975 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 765 | 765 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,900 | 1,900 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,465 | 1,465 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1,005 | 1,005 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 765 | 765 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 1.955 | 1,955 |
| 1/06/2023 | SAM USA | On market buy | 0.469 | 3,030 | 3,030 |
| 1/06/2023 | SAM USA | On market buy | 0.715 | 70 | $70\,$ |
| 1/06/2023 | SAM USA | On market buy | 0.715 | 2,797 | 2,797 |
| 2/06/2023 | SAM USA | On market buy | 0.466 | 10,000 | 10,000 |
| 2/06/2023 | SAM USA | On market buy | 0.466 | 10,000 | 10,000 |
| 2/06/2023 | SAM USA | On market buy | 0.466 | 10,000 | 10,000 |
| 15/06/2023 | SAM USA | On market sell | 0.517 | 15,069 | 15,069 |
| 15/06/2023 | SAM USA | On market buy | 0.527 | 15,000 | 15,000 |
| 15/06/2023 | SAM USA | On market buy | 0.527 | 10,000 | 10,000 |
| 15/06/2023 | SAM USA | On market buy | 0.527 | 15,000 | 15,000 |
| 15/06/2023 | SAM USA | On market buy | 0.527 | 10,000 | 10,000 |
| 20/06/2023 | SAM USA | On market sell | 0.606 | 8,000 | 8,000 |
| 23/06/2023 | SAM USA | On market sell | 0.606 | 3,060 | 3,060 |
| 23/06/2023 | SAM USA | On market buy | 0.621 | 2,900 | 2,900 |
| 23/06/2023 | SAM USA | On market buy | 0.621 | 3,600 | 3,600 |
| 27/06/2023 | SAM USA | On market buy | 0.600 | 7,500 | 7.500 |
| 28/06/2023 | SAM USA | On market sell | 0.605 | 26,200 | 26,200 |
| 28/06/2023 | SAM USA | On market sell | 0.605 | 20,200 | 20,200 |
| 28/06/2023 | SAM USA | On market buy | 0.925 | 687 | 687 |
| 28/06/2023 | SAM USA | On market buy | 0.925 | 32 | 32 |
| 29/06/2023 | SAM USA | On market sell | 0.564 | 11,260 | 11,260 |
| 30/06/2023 | SAM USA | On market buy | 0.573 | 31,900 | 31,900 36,000 |
| 6/07/2023 | SAM USA | On market sell | 0.604 | 36,000 | 1,912 |
| 12/07/2023 | SAM USA | On market buy | 0.880 | 1,912 1,810 |
1,810 |
| 12/07/2023 | SAM USA | On market buy | 0.880 | 1,683 | 1683 |
| 12/07/2023 | SAM USA | On market buy | 0.880 0.880 |
175 | 175 |
| 12/07/2023 | SAM USA | On market buy | 0.880 | 152 | 152 |
| 12/07/2023 | SAM USA | On market buy On market sell |
0.593 | 300 | 300 |
| 14/07/2023 | SAM USA | On market buy | 0.601 | 6,400 | 6,400 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 6,365 | 6,365 |
| 20/07/2023 | SAM USA SAM USA |
On market buy | 0.601 | 840 | 840 |
| 20/07/2023 |
| 604 GUIDE | page 9/12 | 13 March 2000 | |||
|---|---|---|---|---|---|
| 20/07/2023 | SAM USA | On market buy | 0.601 | 1,180 | 1,180 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 2,550 | 2,550 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 26,525 | 26,525 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 3,000 | 3,000 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 3,030 | 3,030 |
| 20/07/2023 | SAM USA | On market buy | 0.601 | 1,355 | 1,355 |
| 21/07/2023 | SAM USA | On market sell | 0.579 | 7,000 | 7,000 |
| 26/07/2023 | SAM USA | On market sell | 0.562 | 15,000 | 15,000 |
| 26/07/2023 | SAM USA | On market sell | 0.562 | 13,775 | 13,775 |
| 1/08/2023 | RCIC | On market buy | 0.484 | 1,717,808 | 1,717,808 |
| 1/08/2023 | SAM USA | On market buy | 0.499 | 4,600 | 4,600 |
| 1/08/2023 | SAM USA | On market sell | 0,487 | 2800 | 2,800 |
| 1/08/2023 | SAM USA | On market buy | 0.484 | 598,024 | 598,024 |
| 1/08/2023 7 April 2023 to 4 August 2023 |
SAM USA SAM USA |
On market buy SAM USA ceased control of the voting of securities as a result of changes in account status or |
0.484 | 423,894 | 423,894 |
| transfers | N/A | 916 | 916 |
$\hat{p}$ , $\hat{p}$ , $\hat{p}$ , $\hat{p}$ , $\hat{p}$
$\sim 10^{11}$ km $^{-1}$
Annexure B
This is annew for 1 page (including this page) referred to in Form 604 "Notice of change of interests of substantial holder".
Name: Thomas W. Ulvich
Annexure B -- Details of Sprott Inc. and its controlled entities
| Name | Address of Registered Office | Postal Address |
|---|---|---|
| Sprott Inc. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
| Resource Capital Investment Corp. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Asset Management LP | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Asset Management USA Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
| Sprott GenPar Ltd. | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott Global Resource Investments Ltd. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Resource Lending Corp. | Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 |
| Sprott U.S. Holdings Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, Califomia 92008 |
| Sprott US GenPar LLC | 1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
1910 Palomar Point Way, Suite 200, Carlsbad, California 92008 |
| Sprott Resource Streaming and Royalty Corp. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |
200 Bay Street, Royal Bank Plaza, South Tower, Suite 2600, Toronto, Ontario, M5J 2J1 |