CENTAURUS METALS LIMITED — Major Shareholding Notification 2023

Oct 10, 2023

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme CENTAURUS METALS (CTM) ACN/ARSN 009 468 099

1. Details of substantial holder (1)

Name

ACN/ARSN (if applicable)

Regal Funds Management Pty Limited and its associates (see Annexure 1)

There was a change in the interests of the substantial holder on

9/10/2023 The previous notice was given to the company on 9/08/2023 The previous notice was dated 7/08/2023

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	24,886,405	5.05%	32,550,877	*6.60%

*The % substantial is based on the shares on issue of 492,916,381 as disclosed by the Company on 24-08-2023.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 2

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
			Power to control the
Regal Funds Management Pty Ltd and its associates	UBS NOMINEES PTY LTD	UBS AG, AUSTRALIA BRANCH	exercise of a power to dispose of	14,196,910 ORDINARY	14,196,910
			securities
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2	MORGAN STANLEY & CO INTL PLC	Power to control the exercise of a power to dispose of securities	1,301,546 ORDINARY	1,301,546
			Power to control the
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	exercise of a power to dispose of	10,795,011 ORDINARY	10,795,011
			securities
			Power to control the
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD	J.P MORGAN SECURITIES PLC	exercise of a power to dispose of	5,901,651 ORDINARY	5,901,651
			securities
			Power to control the
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED	HSBC Bank Australia Ltd	exercise of a power to dispose of	355,759 ORDINARY	355,759
			securities

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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT PTY
REGAL PARTNERS LIMITED
LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 11/10/2023
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
8/08/2023 Management Pty Limited) Buy 76310.00 100000 Ordinary 100000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
9/08/2023 Management Pty Limited) Buy 466931.84 614384 Ordinary 614384
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
9/08/2023 Management Pty Limited) Buy 34732.58 45408 Ordinary 45408
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
10/08/2023 Management Pty Limited) Buy 33453.97 43458 Ordinary 43458
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11/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	40822.04	52457	Ordinary	52457
14/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	14855.06	19023	Ordinary	19023
15/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	41679.90	53850	Ordinary	53850
16/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	28720.58	37198	Ordinary	37198
17/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	32286.76	42713	Ordinary	42713
18/08/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	54312.66	70895	Ordinary	70895
4/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	14595.47	18828	Ordinary	18828
5/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	35098.76	46001	Ordinary	46001
6/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	5153.25	6871	Ordinary	6871
7/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	11593.17	15472	Ordinary	15472
8/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	20782.90	28123	Ordinary	28123
11/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	36578.69	50544	Ordinary	50544
12/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	1902.60	2625	Ordinary	2625
14/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	261194.00	365000	Ordinary	365000
15/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	94683.60	132000	Ordinary	132000
18/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	38385.40	54278	Ordinary	54278
19/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	29800.88	42056	Ordinary	42056
26/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	80088.00	120000	Ordinary	120000
27/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	49967.82	79038	Ordinary	79038

28/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	74880.56	117515	Ordinary	117515
29/09/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	9900.00	15000	Ordinary	15000
4/10/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	3349.00	5000	Ordinary	5000
9/10/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	3820184.68	7346509	Ordinary	7346509