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CENTAURUS METALS LIMITED Major Shareholding Notification 2022

Apr 4, 2022

64715_rns_2022-04-04_e8b4ec5a-84f5-4014-b7cd-27a4f51f8889.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme Centaurus Metals Limited (CTM)

ACN/ARSN 009 468 099

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

The holder became a substantial holder on

1/04/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ORDINARY 27,104,246 27,104,246 *6.40%

*The % substantial is based on the shares on issue of 423,356,271 as disclosed by the Company on 29-03-2022.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
REGAL FUNDS MANAGEMENT PTY LIMITED REGAL FUNDS MANAGEMENT PTY LIMITED HAS
A RELEVANT INTEREST IN ITS CAPACITY AS
INVESTMENT MANAGER AND/OR TRUSTEE
27,104,246 ORDINARY

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered
as holder (8)
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
24,665,029
ORDINARY
24,665,029
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
1,745,033
ORDINARY
1,745,033
J.P MORGAN SECURITIES
PLC
J.P. MORGAN PRIME
NOMINEES LTD
J.P MORGAN SECURITIES PLC HOLDER OF
SHARES
75,188
ORDINARY
75,188
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
618,996
ORDINARY
618,996
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that
the substantial holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9) Class and number of securities
See Annexure 1
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Kenny Ho LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW
2000
Signature
print name
Kenny Ho capacity CompanySecretary
sign here date 5/04/2022
Annexure 1
Consideration
Considerati
on given in Number of Persons
Person whose relevant interest Nature of relation to securities Class of votes
Date changed Change change affected securities affected
21/01/2022 Regal Funds Management Buy 527127.20 454420 Ordinary 454420
27/01/2022 Regal Funds Management Buy 550000.00 500000 Ordinary 500000
1/02/2022 Regal Funds Management Buy 6499999.68 5603448 Ordinary 5603448
9/02/2022 Regal Funds Management Buy 4940000.00 4000000 Ordinary 4000000
18/02/2022 Regal Funds Management Buy 6000000.00 5000000 Ordinary 5000000
22/02/2022 Regal Funds Management Buy 4122920.40 3435767 Ordinary 3435767
7/03/2022 Regal Funds Management Buy 173880.12 131072 Ordinary 131072
1/04/2022 Regal Funds Management Buy 13505703.96 9786742 Ordinary 9786742
#N/A Regal Funds Management #N/A 0.00 0 Ordinary 0
#N/A Regal Funds Management #N/A 0.00 0 Ordinary 0
#N/A Regal Funds Management #N/A 0.00 0 Ordinary 0