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CENTAURUS METALS LIMITED — Major Shareholding Notification 2022
Apr 4, 2022
64715_rns_2022-04-04_e8b4ec5a-84f5-4014-b7cd-27a4f51f8889.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme Centaurus Metals Limited (CTM)
ACN/ARSN 009 468 099
1. Details of substantial holder (1)
Name Regal Funds Management Pty Ltd (RFM)
ACN/ARSN (if applicable) 107 576 821
The holder became a substantial holder on
1/04/2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| ORDINARY | 27,104,246 | 27,104,246 | *6.40% |
*The % substantial is based on the shares on issue of 423,356,271 as disclosed by the Company on 29-03-2022.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| REGAL FUNDS MANAGEMENT PTY LIMITED | REGAL FUNDS MANAGEMENT PTY LIMITED HAS A RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT MANAGER AND/OR TRUSTEE |
27,104,246 ORDINARY |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| UBS AG, AUSTRALIA BRANCH |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
24,665,029 ORDINARY |
24,665,029 |
| MERRILL LYNCH INTERNATIONAL LIMITED |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
1,745,033 ORDINARY |
1,745,033 |
| J.P MORGAN SECURITIES PLC |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC | HOLDER OF SHARES |
75,188 ORDINARY |
75,188 |
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
618,996 ORDINARY |
618,996 |
| 5. Consideration | |||||||||
| The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to | the day that | ||||||||
| the substantial holder became a substantial holder is as | follows: | ||||||||
| Holder of relevant interest Date of acquisition |
Consideration (9) | Class and number of securities | |||||||
| See Annexure 1 | |||||||||
| 6. Associates | |||||||||
| The reasons the persons named in paragraph | 3 above are associates of | the substantial holder are as follows: | |||||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||||||
| NOT APPLICABLE | |||||||||
| 7. Addresses | |||||||||
| The addresses of persons named in this form are as follows: | |||||||||
| Name | Address | ||||||||
| Kenny Ho | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 |
||||||||
| Signature | |||||||||
| print name |
Kenny | Ho | capacity | CompanySecretary | |||||
| sign here | date | 5/04/2022 | |||||||
| Annexure 1 | |||||||||
| Consideration | |||||||||
| Considerati | |||||||||
| on given in | Number of | Persons | |||||||
| Person whose relevant interest | Nature of | relation to | securities | Class of | votes | ||||
| Date | changed | Change | change | affected | securities | affected | |||
| 21/01/2022 | Regal Funds Management | Buy | 527127.20 | 454420 | Ordinary | 454420 | |||
| 27/01/2022 | Regal Funds Management | Buy | 550000.00 | 500000 | Ordinary | 500000 | |||
| 1/02/2022 | Regal Funds Management | Buy | 6499999.68 | 5603448 | Ordinary | 5603448 | |||
| 9/02/2022 | Regal Funds Management | Buy | 4940000.00 | 4000000 | Ordinary | 4000000 | |||
| 18/02/2022 | Regal Funds Management | Buy | 6000000.00 | 5000000 | Ordinary | 5000000 | |||
| 22/02/2022 | Regal Funds Management | Buy | 4122920.40 | 3435767 | Ordinary | 3435767 | |||
| 7/03/2022 | Regal Funds Management | Buy | 173880.12 | 131072 | Ordinary | 131072 | |||
| 1/04/2022 | Regal Funds Management | Buy | 13505703.96 | 9786742 | Ordinary | 9786742 | |||
| #N/A | Regal Funds Management | #N/A | 0.00 | 0 | Ordinary | 0 | |||
| #N/A | Regal Funds Management | #N/A | 0.00 | 0 | Ordinary | 0 | |||
| #N/A | Regal Funds Management | #N/A | 0.00 | 0 | Ordinary | 0 | |||