CENTAURUS METALS LIMITED — Major Shareholding Notification 2022

Jun 6, 2022

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme CENTAURUS METALS (CTM)
ACN/ARSN 009 468 099
1. Details of substantial holder (1)
Regal Funds Management Pty Limited and its associates
Name
(see Annexure 1)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial holder on
3/06/2022
The previous notice was given to the company on 5/04/2022
The previous notice was dated 1/04/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 27,104,246 6.40% 24,999,169 5.85%
The % substantial is based on the shares on issue of 427,106,273 as disclosed by the Company on 21-04-2022.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
Class and
Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) relevant interest number of securities Person's votes
(6)
UBS AG, AUSTRALIA BRANCH UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF SHARES ORDINARY22,708,107 22,708,107
MERRILL LYNCH INTERNATIONAL MERRILL LYNCH (AUS) NOMINEES PTY MERRILL LYNCH INTERNATIONAL HOLDER OF 2,067,724
LIMITED LTD LIMITED SHARES ORDINARY 2,067,724
J.P MORGAN SECURITIES PLC J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC HOLDER OF SHARES ORDINARY75,188 75,188
MORGAN STANLEY & CO INTL HSBC CUSTODY NOMINEES
PLC (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & COINTL PLC HOLDER OF SHARES ORDINARY148,148 148,148
CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CENTAURUS METALS (CTM) ORDINARY HOLDER OF SHARES 2 ORDINARY 2
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT
REGAL PARTNERS LIMITED
PTY LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL FUNDS MANAGEMENT PTY LIMITED
SYDNEY NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE,
REGAL PARTNERS LIMITED
SYDNEY NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 7/06/2022
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration Number of Persons
Nature of given in relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
4/04/2022 Management Pty Limited) Sell 30000.00 20000 Ordinary 20000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
11/04/2022 Management Pty Limited) Sell 96967.00 65000 Ordinary 65000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
12/04/2022 Management Pty Limited) Sell 22139.80 14918 Ordinary 14918
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
13/04/2022 Management Pty Limited) Sell 74210.00 50000 Ordinary 50000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
14/04/2022 Management Pty Limited) Sell 55694.62 36972 Ordinary 36972
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
19/04/2022 Management Pty Limited) Sell 154731.33 100000 Ordinary 100000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
20/04/2022 Management Pty Limited) Sell 74065.00 50000 Ordinary 50000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
20/04/2022 Management Pty Limited) Sell 78517.75 53035 Ordinary 53035
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
21/04/2022 Management Pty Limited) Sell 100567.54 68278 Ordinary 68278
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Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
22/04/2022 Management Pty Limited) Sell 101461.74 70531 Ordinary 70531
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
26/04/2022 Management Pty Limited) Sell 126614.32 90409 Ordinary 90409
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
27/04/2022 Management Pty Limited) Sell 69180.00 50000 Ordinary 50000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/04/2022 Management Pty Limited) Sell 70980.00 50000 Ordinary 50000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/04/2022 Management Pty Limited) Sell 170303.28 120000 Ordinary 120000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
29/04/2022 Management Pty Limited) Sell 142090.00 100000 Ordinary 100000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
29/04/2022 Management Pty Limited) Sell 107729.99 75000 Ordinary 75000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
2/05/2022 Management Pty Limited) Sell 883.65 645 Ordinary 645
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
2/05/2022 Management Pty Limited) Sell 155226.94 114584 Ordinary 114584
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/05/2022 Management Pty Limited) Sell 8529.30 6318 Ordinary 6318
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
4/05/2022 Management Pty Limited) Sell 7827.30 5798 Ordinary 5798
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/05/2022 Management Pty Limited) Sell 192210.00 150000 Ordinary 150000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
6/05/2022 Management Pty Limited) Sell 86682.60 70531 Ordinary 70531
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
6/05/2022 Management Pty Limited) Sell 24406.21 20000 Ordinary 20000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
9/05/2022 Management Pty Limited) Sell 87915.00 75000 Ordinary 75000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
9/05/2022 Management Pty Limited) Sell 117424.56 100000 Ordinary 100000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
10/05/2022 Management Pty Limited) Sell 164691.24 150000 Ordinary 150000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
11/05/2022 Management Pty Limited) Sell 218705.29 198888 Ordinary 198888
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
12/05/2022 Management Pty Limited) Sell 79372.50 75000 Ordinary 75000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
13/05/2022 Management Pty Limited) Sell 74079.59 71720 Ordinary 71720
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
16/05/2022 Management Pty Limited) Sell 57700.25 52450 Ordinary 52450
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Regal Partners Limited now has a relevant interest in the interests held by Regal Funds Management Pty Limited as a result of the recent acquisition of Regal Funds Management Pty Limited by Regal Partners Limited.