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CENTAURUS METALS LIMITED Major Shareholding Notification 2020

Jul 1, 2020

64715_rns_2020-07-01_b75723c7-0f64-4fcd-9a13-c2b22a63261b.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To_ Company Name/Scheme CENTAURUS METALS LIMITED 009 468 099 ACN/ARSN 1. Details of substantial holder (1) MCCUSKER HOLDINGS PTY LTD Name ACN/ARSN (if applicable) 009 466 586 29 / 06 / 2020 The holder became a substantial holder on

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
FULLY PAID ORDINARY 15,065,000 15,065,000 5.56%
_________

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
MCCUSKER HOLDINGS PTY LTD REGISTERED OWNER 15,065,000 FULLY PAID ORDINARY

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number
of securities
MCCUSKER HOLDINGS PTY LTD MCCUSKER HOLDINGS PTY LTD N/A 15,065,000 FPO

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
SEE ATTACHED

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
PO BOX 3448 BROADWAY NEDLANDS WA 6009
Signature MALCOLM JAMES McCUSKER
Director
print name capacity
sign here
who
date 2 $17.2020$
DIRECTIONS
  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ interest in.
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
  • Include details of: $(7)$
  • anyFelus SFR HOLPHONGS PTH PT Crumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out $(a)$ the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, to according the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the state of the
  • any qualification GPUNE BEWOLDINGERSTY IS Rercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become $(9)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Order Type Trade Date Price Quantity Consideration
Buy 30/06/2020 0.4434 500,000 221,700.00
Buy 29/06/2020 0.4388 500,000 219,400.00
Buy 29/06/2020 0.4181 1,000,000 418,141.00
Buy 2/06/2020 0.2596 85,000 22,066.00
Buy 26/05/2020 0.2861 280,000 80,108.00
Buy 25/05/2020 0.2944 700,000 206,080.00
Buy 22/05/2020 0.2982 800,000 238,560.00
Sell 20/05/2020 0.2800 200,000 56,000.00
Buy 19/05/2020 0.2546 200,000 50,920.00
Sell 18/05/2020 0.2500 300,000 75,000.00
Sell 15/05/2020 0.2467 300,000 74,000.10
Sell 14/05/2020 0.2400 100,000 24,000.00
Sell 13/05/2020 0.2450 100,000 24,500.00
Buy 6/05/2020 0.2090 400,000 83,600.00
Buy 5/05/2020 0.2041 500,000 102,050.00
Buy 5/05/2020 0.1950 73,592 14,350.44
Buy 4/05/2020 0.1944 143,074 27,817.45
Buy 27/04/2020 0.1697 600,000 101,820.00
Buy 23/04/2020 0.1700 500,000 85,000.00
Buy 9/04/2020 0.1450 61,844 8,967.38
Buy 8/04/2020 0.1100 66,671 7,333.81
Buy 7/04/2020 0.1100 95,041 10,454.51
Buy 6/04/2020 0.0946 109,777 10,384.90
Buy 6/04/2020 0.0900 150,000 13,500.00
Buy (pre con) 17/03/2020 0.0070 5,000,000 35,000.00
Buy (pre con) 13/03/2020 0.0080 5,000,000 40,000.00
Buy (pre con) 11/03/2020 0.0100 5,230,146 52,301.46
Buy (pre con) 10/03/2020 0.0090 4,769,854 42,928.69
Buy (pre con) 6/03/2020 0.0110 5,000,000 55,000.00
Buy (pre con) 3/03/2020 0.0120 5,000,000 60,000.00
Buy (pre con) 2/03/2020 0.0110 4,000,000 44,000.00

GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
LodgingFee Nil
Other forms to be
completed
Nil
Additional information
(a) If additional space is required to complete a question, the information may be included on a separate piece
of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment
scheme. A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when
4
photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.