CEMTREX INC — Director's Dealing 2018

Apr 3, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: VICON INDUSTRIES INC /NY/ (VII)
CIK: 0000310056
Period of Report: 2018-03-23

Reporting Person: CEMTREX INC (10% Owner, See Explanation of Response)

Holdings (Non-Derivative)

Security	Shares	Ownership
COMMON STOCK	7284824	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
WARRANT	$0.40	2020-04-20	COMMON STOCK (1500000)		Direct

Footnotes

F1: The Reporting Person is a member of a Section13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Person and certain other stockholders of the Issuer on April 2, 2018, as amended. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such shares are being reported in a separate Form 3 filing.

F2: The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.