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Celyad Oncology SA — Major Shareholding Notification 2018
Sep 28, 2018
3927_rns_2018-09-28_56da2a20-41ed-4e57-8669-b136bd53476f.pdf
Major Shareholding Notification
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2) Issuer
1) Status of the notification
| Final | |
|---|---|
| Name CELYAD | |
| Identification number 0891-118-115 |
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | |||||
|---|---|---|---|---|---|
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| Victory Capital Holdings, Inc. | 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144 USA | - |
| VCH Holdings, LLC | 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144 USA | - |
| Victory Capital Operating, LLC | 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144 USA | - |
| Victory Capital Management Inc. | 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144 USA | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
7) Date on which the threshold is crossed
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator
11,942,344 Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
||
| Victory Capital Holdings, Inc. | 0 | 0.00% | ||||
| VCH Holdings, LLC | 0 | 0.00% | ||||
| Victory Capital Operating, LLC | 0 | 0.00% | ||||
| Victory Capital Management Inc. | 600,376 | 5.03% | ||||
| TOTAL | 600,376 | 0 | 5.03% | 0.00% |
| ۰ STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF STATE OF S |
|---|
2 +
2 +
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| TOTAL | $0.00\%$ |
The fotals will be updated once you have clicked on
| (B. & A) JATOT) | # of voting rights % of voting rights | |
|---|---|---|
| 600,376 | 5.03% . |
11) Full chain of controlled undertakings through which the holding is effectively held ... if applicable
| Management inc., an investment adviser registered with the U.S. Securities and Exchange Commission. | Victory Capital Holdings, Inc. controls VCH Holdings, LLC, which controls Victory Capital Operating, LLC, which controls Victory Capital | ||
|---|---|---|---|
12) In case of proxy voting for only one GM
| 111111111111111111111111111111111111 | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
ᅲ 0 |
voting rights as of |
13) Additional information
Victory Capital Management fric. is an investment manager who notifies the voting rights for its clients.
Victory Capital Management Inc. can exercise the 600.376 voting rights at its own discretion without any specific instructions from its clients.
Victory Capital Management Inc. has investment authority but does not have discretion regarding voting decisions with respect to 20,786 shares that are not included in the total in them 10 shove.
Done at 480 Pierce Street, Suite 300, Birmingham, Michigan, USA 26/09/2018 (DD/MM/YYYY) On Name & capacity Linda E. Meints, Senior Compliance Officer, Victory Capital Management Ini
signature Finda E Met
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