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Celyad Oncology SA Director's Dealing 2014

Jun 25, 2014

3927_mrq_2014-06-25_ccdbc646-30c0-450f-898d-226387d29fa2.pdf

Director's Dealing

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Transparency Notification Mayo Foundation for Medical Education and Research

(Article 14 of the Law of 2 August 2007)

Mont-Saint-Guibert, Belgium - Cardio3 BioSciences (C3BS) (Euronext Brussels and Paris: CARD), a leader in the discovery and development of advanced regenerative therapies for heart disease, today announces it has received a transparency declaration from Mayo Foundation for Medical Education and Research in accordance with the Belgian Law of 2nd May 2007 concerning disclosure of major holdings in issuers whose shares are admitted to trading on a Belgian regulated market.

As of today, the Company's share capital amounts to EUR 23,582,640.63 and is represented by a total 6,745,547 shares (each share given one voting right).

Transparency notification from Mayo Foundation for Medical Education and Research

Cardio3 BioSciences, received on 25 June 2014, a transparency notification from Mayo Medical Education and Research, having passed, on 20 June 2014, the 5% threshold.

  • Reason for notification: transfer of shares to Mayo's Foundation employees and technology inventors

  • Notification by a person that notifies alone.

  • Person holdings notification
Name Address
Mayo Foundation for Medical Education
and Research
200 First Street, Rochester, MN 55906-001, USA
Voting rights Previous
notification
Post the transaction
# voting rights # voting rights % voting rights
Holders of voting
rights
Attached to
shares
Non
related
securities
Attached to
shares
Non related
securities
MAYO FOUNDATION
FOR MEDICAL
EDUCATION AND
RESEARCH
340,947 211,135 - 3.13% -
TOTAL 211,135 - 3.13% -

Regulated information Press release 25 June 2014 – 17:45 CET

For more information contact:

Cardio3 BioSciences Dr Christian Homsy, CEO Anne Portzenheim, Communication Manager

Citigate Dewe Rogerson David Dible/Chris Gardner/Malcolm Robertson www.c3bs.com Tel : +32 10 39 41 00 [email protected]

Tel : +44 (0) 207 638 9571 [email protected]

About Cardio3 BioSciences

Cardio3 BioSciences is a Belgian leading biotechnology company focused on the discovery and development of regenerative and protective therapies for the treatment of cardiac diseases. The company was founded in 2007 and is based in the Walloon region of Belgium. Cardio3 BioSciences leverages research collaborations in the USA and in Europe with Mayo Clinic and the Cardiovascular Centre Aalst, Belgium.

The Company's lead product candidate C-Cure® is an innovative pharmaceutical product that is being developed for heart failure indication. C-Cure® consists of a patient's own cells that are harvested from the patient's bone marrow and engineered to regenerate the heart. This process is known as Cardiopoiesis.

Cardio3 BioSciences has also developed C-Cath®ez, the most technologically advanced injection catheter with superior efficiency of delivery of bio therapeutic agents into the myocardium.

Cardio3 BioSciences' shares are listed on Euronext Brussels and Euronext Paris under the ticker symbol CARD.

C3BS-CQR-1, C-Cure, C-Cath, Cardio3 BioSciences and the Cardio3 BioSciences and C-Cath logos are trademarks or registered trademarks of Cardio3 BioSciences SA, in Belgium, other countries, or both. Mayo Clinic holds equity in Cardio3 BioSciences as a result of intellectual property licensed to the company. In addition to historical facts or statements of current condition, this press release contains forward-looking statements, which reflect our current expectations and projections about future events, and involve certain known and unknown risks, uncertainties and assumptions that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements. These risks, uncertainties and assumptions could adversely affect the outcome and financial effects of the plans and events described herein. These forwardlooking statements are further qualified by important factors, which could cause actual results to differ materially from those in the forward-looking statements, including timely submission and approval of anticipated regulatory filings; the successful initiation and completion of required Phase III studies; additional clinical results validating the use of adult autologous stem cells to treat heart failure; satisfaction of regulatory and other requirements; and actions of regulatory bodies and other governmental authorities.