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Celularity Inc Director's Dealing 2023

Jun 22, 2023

34506_dirs_2023-06-22_6818dc93-2165-45b0-9dc2-925339156c99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celularity Inc (CELU)
CIK: 0001752828
Period of Report: 2023-06-20

Reporting Person: Genting Berhad (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-20 Warrants (Right to Buy) $0.81 P 3000000 Acquired 2028-06-20 Class A Common Stock (3000000) Indirect

Footnotes

F1: These warrants are directly held by Resorts World Inc Pte. Ltd. ("RWI"). Genting Berhad, a public company listed on the Malaysian stock exchange, indirectly holds 50% of RWI with the balance 50% indirectly held by Lim Kok Thay, who serves as a director on the Issuer's board of directors. Mr. Lim is also an indirect beneficial owner of the largest shareholder of Genting Berhad, where he serves as Chief Executive and Chairman of the Board. Mr. Lim separately files section 16 reports. Genting Berhad disclaims beneficial ownership over the reported securities except to the extent of its pecuniary interest therein.