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Celularity Inc — Director's Dealing 2022
Mar 15, 2022
34506_dirs_2022-03-15_59b0c4d0-070f-41ee-b488-f945170635b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celularity Inc (CELU)
CIK: 0001752828
Period of Report: 2022-03-01
Reporting Person: STARR INTERNATIONAL CO INC (10% Owner)
Reporting Person: Starr International Investments Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Class A Common Stock | X | 6640694 | $3.50 | Acquired | 15281389 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-01 | Warrant (Right to Buy) | $3.50 | X | 6640694 | Disposed | Class A Common Stock (6640694) | Indirect |
Footnotes
F1: The Issuer's securities are directly owned by Starr International Investments Ltd., a wholly-owned subsidiary of Starr International Company, Inc. By virtue of this relationship, Starr International Company, Inc. may be deemed to directly own such shares disclosed in this form.
F2: The first to occur of: (a) March 16, 2025 or (b) the consummation of a Change of Control (as defined in the applicable warrant agreement) following March 1, 2022.
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