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Celsius Holdings, Inc. — Director's Dealing 2021
Jun 15, 2021
30418_dirs_2021-06-15_ad89faf3-eacf-4f7a-8575-d555bfe87c8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2021-01-04
Reporting Person: HARRINGTON KEVIN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | A | 3097 | — | Acquired | 23808 | Direct |
| 2021-02-09 | Common Stock | F | 15201 | $5.64 | Acquired | 39009 | Direct |
| 2021-02-09 | Common Stock | F | 17267 | $3.73 | Acquired | 56276 | Direct |
| 2021-02-09 | Common Stock | F | 17410 | $3.23 | Acquired | 73686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Stock Option (Right to Buy) | $5.64 | M | 16667 | Disposed | 2023-02-07 | Common Stock (16667) | Direct |
| 2021-02-09 | Stock Option (Right to Buy) | $3.73 | M | 18333 | Disposed | 2024-01-24 | Common Stock (18333) | Direct |
| 2021-02-09 | Stock Option (Right to Buy) | $3.23 | M | 18333 | Disposed | 2024-10-23 | Common Stock (18333) | Direct |
Footnotes
F1: The reporting person was granted 3,097 shares of common stock under the issuer's 2015 Stock Incentive Plan.
F2: Represents a cashless exercise of outstanding stock options to purchase 16,667 shares of common stock. The reporting person received 15,201 shares of common stock and surrendered 1,466 shares of common stock underlying the stock option in payment of the exercise price.
F3: Represents a cashless exercise of outstanding stock options to purchase 18,333 shares of common stock. The reporting person received 17,267 shares of common stock and surrendered 1,066 shares of common stock underlying the stock option in payment of the exercise price.
F4: Represents a cashless exercise of outstanding stock options to purchase 18,333 shares of common stock. The reporting person received 17,410 shares of common stock and surrendered 923 shares of common stock underlying the stock option in payment of the exercise price.