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Celsius Holdings, Inc. — Director's Dealing 2021
Jun 15, 2021
30418_dirs_2021-06-15_22aa3805-e64d-45e0-8183-01179c4bcf35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2021-06-01
Reporting Person: LAU Tsz Ho Tony (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | F | 34579 | $3.73 | Acquired | 37676 | Direct |
| 2021-06-01 | Common Stock | F | 61987 | $4.60 | Acquired | 99663 | Direct |
| 2021-06-01 | Common Stock | F | 47345 | $3.48 | Acquired | 147008 | Direct |
| 2021-06-01 | Common Stock | F | 2992 | $3.23 | Acquired | 150000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Stock Option (Right to Buy) | $3.73 | M | 36666 | Disposed | 2024-01-24 | Common Stock (36666) | Direct |
| 2021-06-01 | Stock Option (Right to Buy) | $4.60 | M | 66666 | Disposed | 2023-07-26 | Common Stock (66666) | Direct |
| 2021-06-01 | Stock Option (Right to Buy) | $3.48 | M | 50000 | Disposed | 2022-01-16 | Common Stock (50000) | Direct |
| 2021-06-01 | Stock Option (Right to Buy) | $3.23 | M | 3147 | Disposed | 2024-10-23 | Common Stock (3174) | Direct |
Footnotes
F1: Represents a cashless exercise of outstanding stock options to purchase 36,666 shares of common stock. The reporting person received 34,579 shares of common stock and surrendered 2,087 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F2: Represents a cashless exercise of outstanding stock options to purchase 66,666 shares of common stock. The reporting person received 61,987 shares of common stock and surrendered 4,679 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F3: Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 47,345 shares of common stock and surrendered 2,655 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F4: Represents a cashless exercise of outstanding stock options to purchase 3,147 shares of common stock. The reporting person received 2,992 shares of common stock and surrendered 155 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.