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Celsius Holdings, Inc. — Director's Dealing 2019
Sep 12, 2019
30418_dirs_2019-09-12_899d06f4-f9ef-4487-bf68-022ab214c4e6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2019-09-12
Reporting Person: DESANTIS CARL (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-12 | Common Stock | P | 500000 | $3.6 | Acquired | 21841295 | Indirect |
| 2019-09-12 | Common Stock | C | 1492385 | $3.39 | Acquired | 23333680 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-12 | Convertible Note | $3.39 | C | 1492385 | Disposed | 2020-12-14 | Common Stock (1492385) | Indirect |
Footnotes
F1: CD Financial, LLC and CDS Ventures of South Florida, LLC are the holders of the shares of common stock. Carl DeSantis owns a beneficial interest of 100% in both entities.
F2: Represents the conversion of the outstanding principal and interest under that certain convertible promissory note previously issued to CD Financial, LLC on December 14, 2018.
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