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Celsius Holdings, Inc. — Director's Dealing 2019
Sep 17, 2019
30418_dirs_2019-09-16_92113ae6-9504-42a1-95b4-9fdfead1f73a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2019-09-12
Reporting Person: Chau Hoi Shuen Solina Holly (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-12 | Common Stock | P | 222222 | $3.60 | Acquired | 5598252 | Indirect |
| 2019-09-12 | Common Stock | C | 681712 | $3.04 | Acquired | 6279964 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-12 | Convertible Note | $3.04 | C | 681712 | Disposed | 2020-12-12 | Common Stock (681712) | Indirect |
Footnotes
F1: Represents shares of common stock held of record by Grieg International Limited and Oscar Time Limited, over which shares Ms. Chau has voting and dispositive power.
F2: Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $2,000,000 issued to Grieg International Limited, the principal loan amount of which was advanced on December 27, 2018.
F3: The holder of the Convertible Promissory Note was Grieg International Limited. Ms. Chau is the sole owner of Grieg International Limited.