Celsius Holdings, Inc. — Director's Dealing 2019

Sep 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2019-09-12

Reporting Person: Li Ka Shing (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-12	Common Stock	P	333333	$3.60	Acquired	8043446	Indirect
2019-09-12	Common Stock	C	1022568	$3.04	Acquired	9066014	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-12	Convertible Note	$3.04	C	1022568	Disposed	2020-12-12	Common Stock (1022568)	Indirect

Footnotes

F1: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.

F2: Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $3,000,000 issued to Charmnew Limited, the principal loan amount of which was advanced on December 27, 2018.

F3: The holder of the Convertible Promissory Note was Charmnew Limited. Mr. Li is the sole owner of Charmnew Limited.