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Celsius Holdings, Inc. — Director's Dealing 2018
Jun 27, 2018
30418_dirs_2018-06-27_a9e59cf1-5590-4ac6-a694-f24a4a5e009b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2018-03-28
Reporting Person: DESANTIS CARL (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-28 | Common Stock | C | 4651163 | $0.86 | Acquired | 15535233 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-28 | Series D Convertible Preferred Stock | $0.86 | C | 4000 | Disposed | 2020-12-21 | Common Stock (4651163) | Indirect |
Footnotes
F1: Carl DeSantis owns a beneficial interest of 100% in CD Financial, LLC which is the holder of record of the 4,651,163 shares of common stock. Represents shares of common stock received by CD Financial, LLC upon conversion of shares of Series D Convertible Preferred Stock.
F2: The holder of Series D Convertible Preferred Shares has the right to convert at any time until the applicable expiration date for such shares.
F3: CD Financial, LLC does not hold any shares of Series D Convertible Preferred Stock after the March 28, 2018 conversion.