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Celsius Holdings, Inc. — Director's Dealing 2016
Oct 18, 2016
30418_dirs_2016-10-18_b5585bba-0cc1-49dd-b82e-04d53eada577.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2016-10-04
Reporting Person: DESANTIS CARL (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8554289 | Indirect |
| Common Stock | 1896448 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Convertible Preferred Stock | $0.52 | 2018-12-31 | Common Stock (4576923) | Indirect | |
| Series D Convertible Preferred Stock | $0.86 | 2020-12-02 | Common Stock (4651163) | Indirect |
Footnotes
F1: Carl DeSantis owns a beneficial interest of 100% in CDS Ventures of South Florida, LLC and CD Financial, LLC, which are the holders of record of the respective shares of common and preferred stock listed above.
F2: The holder of Series C and Series D Convertible Preferred Stock has the right to convert at any time until the applicable maturity date for such shares.
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