AI assistant
Celsius Holdings, Inc. — Director's Dealing 2016
Oct 18, 2016
30418_dirs_2016-10-18_17c310ae-ceca-4a50-ab29-372b6f811e84.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CELH)
CIK: 0001341766
Period of Report: 2016-10-04
Reporting Person: Milmoe William H. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8554289 | Indirect |
| Common Stock | 1896448 | Indirect |
| Common Stock | 500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Convertible Preferred Stock | $0.52 | 2018-12-31 | Common Stock (4576923) | Indirect | |
| Series D Convertible Preferred Stock | $0.86 | 2020-12-02 | Common Stock (4651163) | Indirect | |
| Stock Option (Right to Buy) | $0.42 | 2020-12-31 | Common Stock (2500) | Direct | |
| Stock Option (Right to Buy) | $0.2 | 2016-10-01 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $0.22 | 2018-04-09 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $0.8 | 2019-04-24 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $1.05 | 2020-02-24 | Common Stock (40000) | Direct | |
| Stock Option (Right to Buy) | $1.97 | 2019-04-24 | Common Stock (40000) | Direct |
Footnotes
F1: William H. Milmoe is a Manager of each of CDS Ventures of South Florida, LLC and CD Financial, LLC, which are the holders of record of the respective shares of common and preferred stock listed above.
F2: The holder of Series C and Series D Convertible Preferred Shares has the right to convert at any time until the applicable maturity date for such shares.
F3: The stock option vests in three equal annual installments that began on February 24, 2016.
F4: The stock option vests in three equal annual installments beginning on January 4, 2017.