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Celsius Holdings, Inc. — Director's Dealing 2009
Nov 17, 2009
30418_dirs_2009-11-17_32c718b2-0be4-4a7c-ab02-0316e25cc382.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celsius Holdings, Inc. (CSUH)
CIK: 0001341766
Period of Report: 2009-11-16
Reporting Person: DESANTIS CARL (10% Owner)
Reporting Person: CD Financial, LLC (10% Owner)
Reporting Person: CDS Ventures of South Florida, LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-16 | Convertible note | $0.36 | P | Acquired | 2012-09-08 | Common Stock (4166667) | Indirect | |
| 2009-11-16 | Series A Preferred Stock | $0.08 | P | 1000 | Acquired | 2013-02-01 | Common Stock (12500000) | Indirect |
Footnotes
F1: Carl DeSantis, an individual, holds beneficial ownership of 100% of the $1,500,000 convertible debt (which is convertible into common stock as indicated in Table II) which are held by CDS Ventures of South Florida, LLC, the beneficial ownership of which is held by CD Financial, LLC of which Carl DeSantis holds 100% beneficial ownership.
F2: Carl DeSantis, an individual, holds beneficial ownership of 100% of the 1,000 shares of Series A Convertible Preferred Stock (which is convertible into common stock as indicated in Table II) which are held by CDS Ventures of South Florida, LLC, the beneficial ownership of which is held by CD Financial, LLC of which Carl DeSantis holds 100% beneficial ownership.