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Celldex Therapeutics, Inc. — Director's Dealing 2021
Nov 16, 2021
31801_dirs_2021-11-16_ac98b832-3c55-47e4-a0b3-d4eac7b1ed97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2021-11-12
Reporting Person: Young Diane C. (SVP, Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Common Stock | M | 4600 | $10.38 | Acquired | 6715 | Direct |
| 2021-11-12 | Common Stock | S | 4600 | $42.9411 | Disposed | 2115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Incentive Stock Option (Right to Buy) | $10.38 | M | 4600 | Disposed | 2030-06-18 | Common Stock (4600) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.6400 to $43.2000 per share, inclusive. The reporting person undertakes to provide to Celldex Therapeutics, Inc., any security holder of Celldex Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: 25% vested on June 18, 2021 and the remainder vest quarterly (in equal amounts) over the subsequent 12 quarters.