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Celldex Therapeutics, Inc. — Director's Dealing 2016
Jun 6, 2016
31801_dirs_2016-06-06_d02bd0c2-ebd0-4e4d-8003-6b307b00e21e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2016-06-03
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-03 | Common Stock, par value $0.001 per share | M | 20000 | $2.80 | Acquired | 70739 | Direct |
| 2016-06-03 | Common Stock, par value $0.001 per share | M | 2847 | $4.50 | Acquired | 73586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-03 | Incentive Stock Option | $2.80 | M | 20000 | Disposed | 2021-08-05 | Common Stock (20000) | Direct |
| 2016-06-03 | Incentive Stock Option | $4.50 | M | 2847 | Disposed | 2020-01-21 | Common Stock (2847) | Direct |
Footnotes
F1: As of August 5, 2015, the option is fully vested.
F2: As of January 21, 2014, the option is fully vested.
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