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Celldex Therapeutics, Inc. Director's Dealing 2016

Jun 9, 2016

31801_dirs_2016-06-09_af170bdc-d522-4e34-af43-127280721abf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2016-06-08

Reporting Person: CONRAD HERBERT J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-08 Common Stock A 10000 Acquired 28500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-08 Non-Qualified Stock Option (right to buy) $4.72 A 15000 Acquired 2026-06-08 Common Stock (15000) Direct

Footnotes

F1: On June 8, 2016, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.

F2: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

F3: Such option vests in three equal annual installments beginning June 8, 2017.