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Celldex Therapeutics, Inc. — Director's Dealing 2016
Jun 9, 2016
31801_dirs_2016-06-09_1062cf90-2712-4690-bfb2-f2f5a0182d90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2016-06-08
Reporting Person: Elston George (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-08 | Common Stock | A | 10000 | — | Acquired | 28500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-08 | Non-Qualified Stock Option (right to buy) | $4.72 | A | 15000 | Acquired | 2026-06-08 | Common Stock (15000) | Direct |
Footnotes
F1: On June 8, 2016, the Company awarded 10,000 shares of Company common stock as an annual equity grant in the form of restricted stock awards under the Celldex Therapeutics, Inc. 2008 Stock Option Plan subject to time-based forfeiture restrictions.
F2: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.
F3: Such option vests in three equal annual installments beginning June 8, 2017.
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