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Celldex Therapeutics, Inc. — Director's Dealing 2016
Sep 7, 2016
31801_dirs_2016-09-07_ae280274-ac69-46e9-9898-3b31f2baeaf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2016-09-02
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-02 | Common Stock, par value $0.001 per share | M | 10000 | $2.80 | Acquired | 83586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-02 | Employee Stock Option (right to buy) | $2.80 | M | 10000 | Disposed | 2021-08-05 | Common Stock (10000) | Direct |
Footnotes
F1: As of August 5, 2015, the option is fully vested.
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