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Celldex Therapeutics, Inc. — Director's Dealing 2015
Sep 14, 2015
31801_dirs_2015-09-14_87820d5d-d0b1-4246-8fc5-e1fef98aa935.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2015-09-11
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-11 | Common Stock, par value $0.001 per share | M | 10000 | $4.5 | Acquired | 35109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-11 | Incentive Stock Option | $4.5 | M | 10000 | Disposed | 2020-01-21 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 500 shares of common stock acquired under the Company's 2004 Employee Stock Purchase Plan on June 30, 2015.
F2: As of January 21, 2014, the option was fully vested.
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