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Celldex Therapeutics, Inc. — Director's Dealing 2015
Nov 25, 2015
31801_dirs_2015-11-25_1ac06b0d-6df4-43bd-bada-403476aad198.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2015-11-23
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-23 | Common Stock | M | 25000 | $8.52 | Acquired | 60109 | Direct |
| 2015-11-23 | Common Stock | S | 25000 | $18 | Disposed | 35109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-23 | Non-Qualified Stock Option | $8.52 | M | 25000 | Disposed | 2019-01-06 | Common Stock (25000) | Direct |
Footnotes
F1: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015. The options exercised and sold by the Reporting Person were due to expire January 6, 2019.
F2: As of January 6, 2013, the option is fully vested.
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