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Celldex Therapeutics, Inc. Director's Dealing 2015

Nov 25, 2015

31801_dirs_2015-11-25_1ac06b0d-6df4-43bd-bada-403476aad198.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2015-11-23

Reporting Person: CATLIN AVERY W (Sr. VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-23 Common Stock M 25000 $8.52 Acquired 60109 Direct
2015-11-23 Common Stock S 25000 $18 Disposed 35109 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-23 Non-Qualified Stock Option $8.52 M 25000 Disposed 2019-01-06 Common Stock (25000) Direct

Footnotes

F1: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015. The options exercised and sold by the Reporting Person were due to expire January 6, 2019.

F2: As of January 6, 2013, the option is fully vested.