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Celldex Therapeutics, Inc. Director's Dealing 2014

Sep 9, 2014

31801_dirs_2014-09-09_4a8d1ded-8388-435f-91fa-596c3ff4c076.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2014-09-08

Reporting Person: CATLIN AVERY W (Sr. VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-08 Common Stock M 10000 $4.50 Acquired 24609 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-08 Incentive Stock Options $4.50 M 10000 Disposed 2020-01-21 Common Stock (10000) Direct

Footnotes

F1: As of January 21, 2014, the option was fully vested.

F2: Includes 500 shares acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan on July 02, 2014.