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Celldex Therapeutics, Inc. — Director's Dealing 2014
Sep 9, 2014
31801_dirs_2014-09-09_4a8d1ded-8388-435f-91fa-596c3ff4c076.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2014-09-08
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-08 | Common Stock | M | 10000 | $4.50 | Acquired | 24609 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-08 | Incentive Stock Options | $4.50 | M | 10000 | Disposed | 2020-01-21 | Common Stock (10000) | Direct |
Footnotes
F1: As of January 21, 2014, the option was fully vested.
F2: Includes 500 shares acquired under the Celldex Therapeutics, Inc. 2004 Employee Stock Purchase Plan on July 02, 2014.
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