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Celldex Therapeutics, Inc. Director's Dealing 2013

Dec 10, 2013

31801_dirs_2013-12-10_76a23080-8ec4-478d-ad9e-d763c8ae12ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2013-12-06

Reporting Person: CATLIN AVERY W (Sr. VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-06 Common Stock M 183333 $8.16 Acquired 197442 Direct
2013-12-06 Common Stock S 183333 $24.50 Disposed 14109 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-06 Incentive Stock Option $8.16 M 49016 Disposed 2015-03-07 Common Stock (49016) Direct
2013-12-06 Non-Qualified Stock Option $8.16 M 134317 Disposed 2015-03-07 Common Stock (134317) Direct

Footnotes

F1: The option vested in four equal annual installments on March 7, 2009, March 7, 2010, March 7, 2011 and March 7,2012.

F2: The option vested in four annual installments. 33,580 shares on March 7, 2009 and 33,579 shares on March 7, 2010, March 7, 2011 and March 7, 2012.