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Celldex Therapeutics, Inc. — Director's Dealing 2013
Dec 10, 2013
31801_dirs_2013-12-10_76a23080-8ec4-478d-ad9e-d763c8ae12ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2013-12-06
Reporting Person: CATLIN AVERY W (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 183333 | $8.16 | Acquired | 197442 | Direct |
| 2013-12-06 | Common Stock | S | 183333 | $24.50 | Disposed | 14109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Incentive Stock Option | $8.16 | M | 49016 | Disposed | 2015-03-07 | Common Stock (49016) | Direct |
| 2013-12-06 | Non-Qualified Stock Option | $8.16 | M | 134317 | Disposed | 2015-03-07 | Common Stock (134317) | Direct |
Footnotes
F1: The option vested in four equal annual installments on March 7, 2009, March 7, 2010, March 7, 2011 and March 7,2012.
F2: The option vested in four annual installments. 33,580 shares on March 7, 2009 and 33,579 shares on March 7, 2010, March 7, 2011 and March 7, 2012.
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