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Celldex Therapeutics, Inc. — Director's Dealing 2009
Jan 8, 2009
31801_dirs_2009-01-08_c6b25b9b-c85c-429b-ba9d-f54b086e8b46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Celldex Therapeutics, Inc. (CLDX)
CIK: 0000744218
Period of Report: 2009-01-06
Reporting Person: Davis Thomas Andrew (Sr. VP & CMO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-01-06 | Common Stock | A | 5868 | — | Acquired | 5868 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-01-06 | Incentive Stock Option | $8.52 | A | 76400 | Acquired | 2019-01-06 | Common Stock (76400) | Direct |
Footnotes
F1: On January 6, 2009, the Company granted 5,868 shares of Company common stock (in the form of unrestricted stock awards under the Plan) as a special bonus relating to management's performance with respect to the Merger and the integration efforts following the Merger.
F2: 25% of the options vest on Janaury 6, 2010 and the remainder vest quarterly (in equal amounts) on the last day of the subsequent 12 quarters.
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